“Introduction”
Henry David Thoreau, The Natural History Essays
Robert Sattelmeyer
This essay is reprinted here with the kind permission of Gibbs Smith,
Publisher
Copyright © 1980 by Peregrine Smith, Inc. (Order
from Gibbs Smith, Publisher)
(Click on highlighted page number to jump to the top of the next page)
[PAGE vii]
[¶001]
Ever
since the first explorers sent back to Europe enthusiastic and distorted
accounts of the natural wonders of the new continent, natural history
writers have played a large role in defining the nature of American
experience. The underlying mythology of the eras of exploration and
settlement made the American an Adam-like figure, given a new world and
and the opportunity to make himself and society over without the Old
World’s traditionary weaknesses. The naturalist’s role was no less
than a new version of Adam’s charge in paradise: to name and describe
each living thing man was to have dominion over. On a less mythological
level, natural history writing provided Americans with an inventory of
their riches and a forum for important debate about the relations of man
to nature and about the nature of nature itself in the New World. Two of
the finest works concerned with natural history in the eighteenth century,
for example, William Bartram’s Travels
and Thomas Jefferson’s Notes
on the State of Virginia, used their subject matter to construct
sophisticated visions of the character and potential of life in America—Bartram’s
purpose being to dramatize an Enlightenment Quaker’s reasoned rapture at
the works of God, and Jefferson’s being to defend American nature (and
by extension Americans themselves) [PAGE viii]
from the prevailing European theory asserting the inferiority and
degeneracy of natural products in the New World. Nineteenth and twentieth
century classics such as John Wesley Powell’s Report
on the Lands of the Arid Regions of the United States, Aldo
Leopold’s Sand County Almanac, and Rachel Carson’s Silent Spring contained powerful critiques of some fundamental
American assumptions about the uses to which nature may be put, and have
had a significant impact on the shaping of laws and public policy. The
sheer fact of nature itself—its overwhelming presence, its difference
from familiar European norms, its seemingly limitless extent—has always
been a major component of national self-definition. The naturalist’s
challenge has been not merely to describe this massive and protean
phenomenon but to interpret its significance for civilization and
ultimately render it meaningful to human consciousness.
[¶002]
Yet the naturalist has also been a comic or even a
suspicious figure in America. Dr. Battius in Cooper’s The Prairie was a caricature of the early naturalist, absently
endangering himself and others in an addled quest for new species, and
spouting unintelligible Latin phrases from the new Linnaean taxonomic
system. At a deeper level, though, the naturalist’s pursuits could even
be subversive of the social and economic order. In a pragmatic, expanding
society whose major enterprises were clearing, settling, farming, and
building, the destruction of habitat and the displacement if not the
extinction of native species was inevitable. In this environment the
naturalist [PAGE ix] was doubly suspect because he was concerned about wild plants and
animals, and—perhaps even more disturbingly—because he seemed to do no
work. His studies necessitated the kind of patient observation of often
minute phenomena which could only seem trivial to the mass of his
contemporaries.
[¶003]
Although the prevalent
atmosphere of Concord, Massachusetts, was probably more tolerant than that
of most places in mid-nineteenth century America, Henry Thoreau came in
for his share of this distrust and antagonism. He even wrote Walden, in part, to answer his neighbors’ inquiries about what
seemed to them an idle way of life for a young man whose family had
sacrificed to send him to Harvard College. And in “Life Without
Principle,” an essay which dealt in a more concentrated way with the
problem of making a living without losing one’s soul, he put the problem
succinctly: “If a man walk in the woods for love of them half of each
day, he is in danger of being regarded as a loafer; but if he spends his
whole day as a speculator, shearing off those woods and making earth bald
before her time, he is esteemed an industrious and enterprising
citizen.”
[¶004]
Americans in the late
twentieth century, who work very hard at cultivating leisure, are probably
more willing than Thoreau’s contemporaries were to grant him the broad
margin of free time that he required; and his advocacy of the wild as a
necessary complement to civilized life has made him something of an
environmental oracle, whose words embellish countless calendars, posters,
and collections of pho- [PAGE
x] tographs.
Moreover, in a curious turn of events for a writer who was largely ignored
in his own time, his work has become a mark against which later writers
are inevitably judged and usually found lacking: it is almost as fatal for
a naturalist with literary pretensions to be compared to Thoreau as it is
for a humorist to be compared to Mark Twain.
[¶005]
Still, this popularity and preeminence is largely
based on just a few episodes in
Thoreau’s life—his two-year stay at Walden Pond and his one-night stay
in jail—and on the widespread
familiarity of certain sentences from Walden
and the essay “Walking”: “The mass of men lead lives of quiet
desperation,” for example, or “In Wildness is the preservation of the
World.” The actual records of his life-long attention to natural
history—his voluminous Journal, his travel books Cape
Cod and The Maine Woods, and
the essays included in this volume—are comparatively little studied. In
fact, Thoreau’s natural history writing and his abilities as a
naturalist have frequently even been denigrated, and the consensus of
critical opinion on this aspect of his career is a puzzling paradox, most
clearly evident in Sherman Paul’s pronouncement in The
Shores of America that “In spite of his gifts for nature study,
Thoreau was not a good naturalist …” (p. 277). How and why this odd
state of affairs came to be can only be understood in the context of
Thoreau’s development as a natural historian and of the popular
understanding of the mission and methods of science in his day and ours.
[PAGE xi] [¶006]
The foundation of Thoreau’s interest in natural
history was his passionate affection for his native environment. Concord
was a rural village, and Thoreau’s boyhood pursuits were those of most
of his fellows—hunting and fishing, boating, berry-picking—augmented
by his family’s cultivation of outdoor activities. With his older
brother John, especially, he ranged the countryside, collecting Indian
artifacts and watching birds. The two built their own boat, and in 1839
they took it on a two-week trip down the Concord and up the Merrimack
Rivers, after which they hiked overland to Mt. Washington in the White
mountains. Years later, after John’s sudden death in 1842, Thoreau would
commemorate the journey in his first book, A
Week
on the Concord and Merrimack Rivers. In a Harvard classbook entry,
Thoreau described his youth in Wordsworthian terms, saying: “Those hours
that should have been devoted to study, have been spent in scouring the
woods, and exploring the lakes and streams of my native village.” And as
a young man he so impressed Emerson and Hawthorne with his boating skill
and knowledge of riparian life that both wrote enthusiastic accounts in
their journals of excursions in his company on Concord streams.
[¶007]
By the philosophical
currents of his age and his own intellectual training, however, Thoreau
looked on nature as much more than he source of recreation or picturesque
scenery: it was the phenomenal medium through which divinity and truth
were communicated to man. Even more insistently than other [PAGE xii] nineteenth century philosophical and religious
movements, the Transcendentalists were preoccupied with the great question
of the age—in the words of Nature,
Emerson’s important manifesto of the movement, “to what end is
nature?” Although the notion that nature provided a link with divinity
might seem to ally Thoreau in spirit to earlier naturalists like William
Bartram or Gilbert White, who saw in nature the wonderful harmony and
balance of God’s creation revealed, a crucial difference existed. To the
earlier naturalists (and to many of their descendants today) nature was
the evidence
of design in the
universe; by studying the details and organization of nature one could
discover its universal laws and even infer the attributes of its creator,
in much the same way that anthropologists might try to reconstruct the
culture of a prehistoric people by studying its fossil artifacts. Natural
history was a tool, frequently, of what was called Natural Theology, where
students expected to find, as the title of a popular book on geology
expressed it, The Foot-Prints of the
Creator.
[¶008]
Thoreau, like many other Romantics, was intensely
interested in science, but he was less interested in the footprints of the
Creator than he was in creation itself. He was disposed to find in nature
not the result of some previous plan but a phenomenon continually
expressive of creation; not the evidence of design but design itself.
Nature was the medium through which spirit manifested itself, and Thoreau
was quite in earnest when he proclaimed in [PAGE xiii] the climactic “Spring” chapter of Walden
that “The earth is not a mere fragment of dead history, stratum upon
stratum like the leaves of a book, to be studied by geologists and
antiquaries chiefly, but living poetry like the leaves of a tree, which
precede flowers and fruit,—not a fossil earth, but a living earth.”
[¶009]
The essays in which Thoreau
reported his investigation of nature and the natural history of New
England fall naturally into two groups. The first are apprentice and
exploratory pieces growing out of his earliest engagement with nature and
the writer’s craft. The essays in the second group were quarried from
lectures and unfinished longer studies near the end of his life, and
represent that portion of his late work he was able to put in shape for
publication before his death in 1862. The reader interested in the overall
development of Thoreau’s natural history should bear in mind that in
between these two distinct groups of essays lie Thoreau’s two books—A
Week on the Concord and Merrimack Rivers and Walden
—and his book-length collections of travel and natural history essays—The
Maine Woods and Cape Cod.
[¶010]
After Thoreau graduated
from Harvard in 1837 he thought of himself (during the hours he could
spare from schoolteaching) as an apprentice man of letters, and at first
he tried the conventional literary forms of criticism, poetry, and the
familiar essay. His efforts in these fields, however, met with little
success, even from the sympathetic editors and readers of the
Transcendentalists’ magazine, The [PAGE xiv]
Dial, where they were published. His mentor Emerson saw more
clearly than Thoreau at this time the bent of his young friend’s genius,
and one of his first acts upon assuming the editorship of The
Dial in 1842 was to ask Thoreau to review several volumes of surveys
of the flora and fauna of Massachusetts that had recently been
commissioned and published by the state. He explained to Thoreau “the
felicity of the subject to him, as it admits of the narrative of all his
woodcraft boatcraft & fishcraft.”
[¶011]
Thoreau accepted the
commission, and produced for the July 1842 issue “Natural History of
Massachusetts,” his first essay on the subject which was increasingly to
absorb his energies for the rest of his career. “Natural History of
Massachusetts” is patently an apprentice work which neither finds a
structure of its own nor actually reviews the volumes named. But Thoreau
blithely admits to having placed the surveys at the beginning of the essay
“with as much license as the preacher selects his text,” and the
interest and energy of the ensuing discourse derive chiefly from
self-discovery. Although Thoreau begins by stressing, scholar-like, the
winter activity of reading about natural history, this imposed distance
from his subject quickly disappears as his rambling catalogue of New
England sights and scenes begins. Most important for his future as a
naturalist and as a writer, however, is his concluding formulation about
the nature of natural history, a passage which really amounts to a kind of
prologomena to his life’s work, and which sets forth the [PAGE
xv] challenge facing the Transcendentalist as would-be scientist:
“The true man of science will know nature
better by his finer organization; he will smell, taste, see, hear, feel,
better than other men. His will be a deeper and finer experience. We do
not learn by inference and deduction and the application of mathematics to
philosophy, but by direct intercourse and sympathy. It is with science as
with ethics,—we cannot know truth by contrivance and method; the
Baconian is as false as any other, and with all the helps of machinery and
the arts, the most scientific will still be the healthiest and friendliest
man, and possess a more perfect Indian wisdom.”
[¶012]
Behind
the tone of youthful self-assurance in this passage lies a crucial, though
perhaps not an apparent, distinction. When Thoreau asserts that “the
Baconian is as false as any other,” he may seem to be dismissing
casually the whole revered inductive superstructure of what we have come
to think of as the Scientific Method, in favor of some undefined and
possibly mystical “Indian wisdom.” But what he actually says, of
course, is that “the Baconian is as false
as any other.” This is a statement of principle—a fundamental
assumption—that no theory of nature or way of representing nature should
be mistaken for nature itself. No result produced by “contrivance and
method,” no matter how attractive or useful, should be confused with
nature’s essence. [PAGE xvi] The challenge Thoreau set for himself at the beginning
of his career, one he would respect if not always be comfortable with for
the rest of his life, was how to contribute legitimately to the natural
history of New England without succumbing to the lure of method and
material results.
[¶013]
Thoreau was encouraged
enough by this first effort to turn almost immediately to similar
projects. He wrote “A Walk to Wachusett,” based on a trip he made in
July of 1842, during the following fall. He began “A Winter Walk” at
the same time, although he did not complete the essay until June 1843. The
sophistication of his natural history did not increase significantly in
these essays, but he did mature greatly as a writer and begin to master
the skills which would serve as the basis of his later work. He made
strides to correct the anecdotal and rambling character of “Natural
History of Massachusetts” in “A Walk to Wachusett” by employing a
narrative rather than discursive form, and by subordinating the mere
observation of nature to an archetypal pattern—the quest—which
deepened the significance of what was observed. The specific quest of “A
Walk to Wachusett,” to see if nature is capable of sustaining the
imaginative significance with which the narrator invests it, has perhaps a
foregone conclusion. But the pattern enabled Thoreau to place his
observation of nature in its true context of spiritual aspiration.
Henceforth the universal and timeless patterns of the journey out and
back, and the ascent and descent of mountains, [PAGE
xvii] together with the diurnal and seasonal cycles, would provide
him with both structural principles and a symbolic dimension for his
writing about nature.
[¶014]
Thoreau still tended to see
nature, however, through European conventions of landscape description.
“A Walk to Wachusett” focuses less on specific natural detail than on
sweeping and sometimes painterly descriptions of broad panoramas or of the
picturesque occupations—cultivating hops, for instance—of the country
people. “A Winter Walk,” on the other hand, is much closer in tone and
spirit to his mature work, for in it he began to concentrate on the
particular and even minute details of his environment, and to make this
newly-sharpened perception into a kind of tacit source of value, through a
central image or conceit running through the whole essay: the idea of
feeling summer warmth in winter.
[¶015]
Emerson almost rejected
“A Winter Walk” for The Dial because
of this theme of finding warmth in cold, which he considered to be no more
than a perverse mannerism of Thoreau’s, a symptom of his unfortunate
fondness for paradox. But this motif is absolutely essential to the charge
of meaning with which Thoreau wishes to endow the process of sense
perception. Nature is cold and dead this winter morning, until the
narrator’s imagination, fueled by the flow of sense perception, begins
to generate an “increased glow of thought and feeling.” If there is a
“slumbering subterranean fire in nature” which not even the intensest
cold can extinguish, it is because [PAGE xviii] this warmth answers to the
“subterranean fire … in each man’s breast.” The reciprocity of
nature and man’s imagination produces the warmth by which life is
maintained. Characteristically, Thoreau finds an apparent paradox to be
his most effective way of expressing this truth, for it is always the
inside of the outside he seeks to reveal, and “our vision does not
penetrate the surface of things,” as he put it in Walden.
[¶016]
A corollary of this
emphasis on clarity of perception is his discovery—analogous to
Faulkner’s discovery of an epic world in his poor northern Mississippi
county—that the smallest details of nature may tell the most important
stories. Many years later in the introduction to his lecture on
“Huckleberries” he would quote Pliny approvingly: In
minimis Natura praestat—Nature excels in the least things. He began
to pay attention to this important. truth in “A Winter Walk,” noting
in almost microscopic detail the “submarine cottages of the
caddice-worms,” the “tiny tracks of mice around every stem,” and the
chip of wood which “contains inscribed on it the whole history of the
woodchopper and his world.”
[¶017]
Yet, on balance, these
early essays testify that Thoreau was still an admirer of nature whose
enthusiasm and gifted amateur eye masked the fact. that he actually knew
relatively little systematic natural history. Additionally, the familiar
essay was less than ideally suited to his talents at this stage in his
life. In the process of composition his imagination [PAGE
xix] worked slowly and accretively, normally requiring years to
raise the structures of his works, and the quickly turned out magazine
piece was rarely a suitable form for him. Both his education and his craft
required long seed times.
[¶018]
The next decade of his life
was devoted to the experiment at Walden Pond (1845–1847), to the writing
of A Week on the Concord and
Merrimack Rivers (1849) and Walden
(1854), and to the acquisition of something approaching a professional
competence as a naturalist. He began to botanize systematically, acquired
a basic library of botanical guides, and learned taxonomy. He corresponded
with and collected specimens for Louis Agassiz of Harvard, America’s
leading scientist. He also knew the work of Asa Gray, Harvard’s other
eminent natural scientist, destined to become Agassiz’s rival in the
American debate over Darwin’s theory of evolution. He made a study of
limnology and of the fishes of Concord rivers and ponds. He read Kirby and
Spence and others on insects, and struck up a professional acquaintance
with Thaddeus Harris, a prominent entomologist and the librarian of
Harvard College. He had been interested in ornithology since boyhood (a
family album of bird sightings survives, dating from the 1830s and
containing entries by Henry, his brother John, and his sister Sophia), and
he compiled a large collection of birds’ nests and eggs. In 1850 he was
elected a corresponding member of the Boston Society of Natural History,
to which he contributed specimens and various [PAGE
xx] written accounts over the years, and whose library and
collections he used regularly in pursuing his studies. (His own extensive
collections of Indian artifacts, birds’ nests and eggs, and pressed
plants went to the Society after his death.) In his work as a surveyor he
made a more intimate acquaintance with the farms, swamps, and woodlots of
Concord. Gradually his townsmen, who had generally looked askance at his
activities, began to come around for help in identifying plants and
animals, and to bring him new items for his collections.
[¶019]
In addition to his more systematic reading and
collecting, the most important factors in his growth as a careful observer
were his daily stints of walking and journal writing. As he states in
“Walking,” he averaged at least four hours a day in the field in all
weathers, after which he carefully recreated from records kept in pocket
notebooks the accounts of his excursions which began to swell the Journal.
The bulk of this systematic observation came after 1850, so that thirteen
of the fourteen published volumes of the Journal cover only the last
eleven years of his active life, from 1850 to 1861.
[¶020]
The vast quantity of
observation and raw data in the late Journal has led most critics to see
in Thoreau’s increasing attention to the collection of facts a loss of
creative power. But this conclusion is based on a kind of false statistic,
for there is still about the same amount of reflection and contemplation
of ideas in the late Journal as the early Journal; it only appears to be
more scattered because [PAGE
xxi] Thoreau now used the Journal for the additional purpose of
making detailed records of his various natural history observations. In
the same way commentators point to Thoreau’s occasional moments of
concern or despondency over becoming too absorbed in detail, ignoring the
larger fact that he worked happily and with increasing energy on these
studies until his final illness, when he prepared as many of his papers as
possible for publication.
[¶021]
At any rate, the results of
his new diligence and competence as a naturalist were manifest in his
writings—the “Concord River” chapter of A
Week, the exquisite miniatures as well as the larger studies of the
pond itself in Walden, and in
his accounts of the northern wilderness and the wild seashore in the
chapters of The Maine Woods and Cape Cod that were published serially in the 1840s and 1850s. And as
far as Thoreau himself was concerned, the real danger to his career lay
not in becoming too scientific, but in becoming estranged from the
scientific community itself. By continuing in the midst of his detailed
studies to hold to a vision of a humane science which would not treat
nature merely as matter to be manipulated, he realized that he was
stemming an ever-strengthening tide of belief to the contrary. When he was
proposed for membership in the Association for the Advancement of Science
in 1853, he was asked to complete a form describing his particular field
of study, and he realized to his dismay what would happen if he told the
truth: “Now, though I could state to a select few that depart- [PAGE
xxii] ment of human inquiry which engages me, and should be
rejoiced at an opportunity to do so, I felt that it would be to make
myself the laughing-stock of the scientific community to describe or
attempt to describe to them that branch of science which specially
interests me, inasmuch as they do not believe in a science which deals
with the higher law.”
[¶022]
Nevertheless, Thoreau did
attempt to explain himself, usually by lecturing to local lyceums in New
England. All his later natural history essays, in fact, began as lectures,
and he did not put them into essay form until near the end of his life.
His most concerted attempt to set forth the rationale of his way of life
and to explain why civilization could not afford to cut itself off from
its wild heritage is “Walking,” an essay which he spliced together
from two lectures, “Walking” and “The Wild,” which he gave many
times during the 1850s.
[¶023]
“Walking” is one of
Thoreau’s better-known essays today because its advocacy of the wild is
the philosophical cornerstone of twentieth century movements to preserve
wilderness tracts in America. Yet Thoreau did not think of the wild—or
of walking either—as a special preserve. It was not for recreation so
much as it was for re-creation; it was a particular quality of life that
had to be actively cultivated. The spirit of the walk and not the specific
route makes one a true saunterer (Sainte-Terrer, Holy-Lander, in his not entirely fanciful etymology), because the walk
undertaken rightly denotes a commitment to the highest uses to which [PAGE xxiii] thought and observation may be put.
Even Thoreau’s paean to the West—jingoistic as it may appear at
first—is primarily in praise of man’s capacity to imagine and live
according to his vision of a fairer world. “Westward I go free” may
have the ring of pioneer travel about it, but Thoreau had to travel no
farther than the Old Marlborough Road in Concord to find his West.
[¶024]
Similarly, the wild has
less to do with actual wilderness areas (for that Thoreau went to Maine)
than it does with a habit of mind which recognizes the balance of mutually
dependent forces in life. The avowed “extreme statement” on behalf of
the wild is not atavism or even primitivism, but an attempt to redress an
imbalance in our way of thinking about life in nature. The wild is a
reminder of an original attachment to the sources of life, and points back
to a time and a state where nature and man’s consciousness were not
separate entities, and where nature was not an object to be learned and
mastered for the sake of material knowledge and power. Hence Thoreau’s
proposal, at once earnest and ironic, for a “Society for the Diffusion
of Useful Ignorance,” for he argues that it is only when we become wise
enough to forget. that we “know” nature that we can participate in
what he calls “Beautiful Knowledge.” The historical result of
increasing knowledge in the scientific sense has been an increased
separation and loss of harmony between man and nature, a loss, as Thoreau
points out, that can be demonstrated by history and language itself: “We
[PAGE xxiv] have to be told that the Greeks called
the world Κοσμoς, Beauty, or Order, but we
do not see clearly why they did so, and we esteem it at best only a
curious philological fact.” The wild is valuable and necessary insofar
as it enables us to imagine, however fleetingly, that lost harmony.
[¶025]
This belief that nature, if
viewed from the correct perspective, could provide one with a way of
realigning himself with the sources of beauty and harmony was based on
close and careful investigation, and was the result of hard work as much
as inspiration. As the 1850s progressed, Thoreau focused increasingly on
observing and recording the yearly natural cycle of his local environment,
with particular emphasis on the patterns of leafing and flowering,
fruiting, and seed dispersal in plants. One offshoot of these larger
studies was a discovery he outlined in “The Succession of Forest
Trees,” his most sustained treatment of what he termed a “purely
scientific subject.” In it he describes a phase in the evolution of a
climax forest, dispelling still widely-held beliefs that trees were
propagated by spontaneous generation or by seeds that lay dormant in the
ground for many years. He also demonstrates that a naturalist who believes
in “a science which deals with the higher law” can also produce
accurate and useful insights into the operations of nature—and does so
with a kind of self-deprecating humor that acknowledges his “outside”
position: “Every man is entitled to come to a Cattle-show, even a
transcendentalist.”
[¶026]
Even in this discourse,
however, meant to be in- [PAGE
xxv] formative and useful to his audience of local farmers,
Thoreau’s habitual perspective is evident. Although he insists that
trees do not spring up by spontaneous generation or some other mysterious
process, he dispels this myth in order to call attention to a more
fundamental and real mystery—the seed: “Convince me that you have a
seed there, and I am prepared to accept wonders.” A case in point is the
marvelous 186¼ pound squash—“Poitrine jaune
grosse”—he raised in his garden: “These seeds were the bait I
used to catch it, my ferrets which I sent into its burrow, my brace of
terriers which unearthed it.” Here, having just taken pains to disprove
the popular fallacies about the generation of plants and to prove that
they spring from seeds, Thoreau suddenly shifts the level of his argument
to imply that the seed is not only related to the mature fruit by material
cause and effect but is perhaps an organic principle in itself of yet
another order.
[¶027]
This sort of intermingling
of “poetic” and “scientific” truth has led most twentieth century
critics to conclude that Thoreau was finally a poor naturalist on the one
hand, and, after Walden, a
failed creative artist as well, because he could not keep the elementary
distinction between the two realms clear. But it seems odd that Thoreau,
who was after all thoroughly grounded in the objective natural science of
his day, should be so confused about such a fundamental point and find
himself finally adrift somewhere between science and mysticism. Another
possi- [PAGE
xxvi]
bility is that our own implicit and unexamined assumption about the
unbridgeable gap between scientific and imaginative truth simply makes it
almost impossible to grasp the nature of his work from the inside. Its
elements appear to be anomalous because contemporary thought is
unconsciously the intellectual heir of that Association for the
Advancement of Science, before whom Thoreau was already unlikely to
receive an impartial hearing; it being no less true in science than in war
that victors write the histories.
[¶028]
At any rate, enough
prejudice, conscious or unconscious, has existed towards Thoreau’s kind
of natural history that the bulk of his late work in this field has not
been considered important enough to be published yet. Toward the end of
his life he worked on two long manuscripts, one on seeds and the other on
fruits, which the progressive debilitation of tuberculosis did not permit
him to complete, but which do survive in preliminary draft versions (in
the Berg Collection of the New York Public Library). Fortunately, these
manuscripts are at last scheduled for publication, in the Princeton
Edition of Thoreau’s Writings now in progress, but they have not yet been
fully considered in the central debate over Thoreau’s career—whether
his late years form a record of declining power and a straying from the
vision that led to Walden, or
whether they furnish evidence of significant new directions and works
which he did not live to complete.
[¶029]
Some necessarily tentative
and provisional proposals, however, about the direction of this late work [PAGE
xxvii] might be advanced on the basis of published works which were
collateral with or part of these longer projects: two essays Thoreau was
able to compile from lecture drafts before he died, “Autumnal Tints”
and “Wild Apples,” and a small portion of the manuscript on fruits,
called “Huckleberries,” edited by Professor Leo Stoller, which is made
widely available for the first time in this volume. Although the
circumstances of their composition and publication suggest that they may
have undergone further refinement at Thoreau’s hands, and although they
form only a small portion of much longer and more ambitious projects,
these works at least give some hints about the vision and the program of
natural science toward which Thoreau was working.
[¶030]
“Autumnal Tints” treats
the leaf as fruit, and displays the concern with ripeness that
dominates the imagery of Thoreau’s late work. At its basic level, of
course, the essay is a catalogue of the different leaves and leaf-tints of
a New England fall, bearing witness to Thoreau’s long-standing interest
in this phenomenon. One of his earliest literary projects, back in 1841,
had been a work called “The Fall of the Leaf.” Although the subject
obviously admits of a popular treatment (Thoreau’s essay is, after all,
a kind of literary precursor to the fall foliage tour), the leaf held a
high and very special place among nature’s forms to Thoreau. He regarded
it, in fact, as the archetypal organic form, a kind of ur-phenomenon
expressive of creative life. In the “Spring” chapter of Walden
it is the narrator’s [PAGE
xxviii] climactic meditation on the leaf-forms expressed in the
flowing sand of the railroad cut which signals his discovery of a vital
principle in nature: “The Maker of this earth but patented a leaf.”
The leaf is a sort of universal hieroglyph or symbol of creative energy,
and thus its ripening and its fall are events to be attended to with care.
These events take on an even greater significance when it is recalled that
the essay was prepared by Thoreau on his death bed, and that his treatment
of the subject closely reflects his own condition.
[¶031]
One expression of the law
to be discerned in the fall foliage is that “Generally, every fruit, on
ripening, and just before it falls, when it commences a more independent
and individual existence ... acquires a bright tint. So do leaves.”
The high color is a sign of ripeness, not decay, and the fall itself is a
sort of individuation, the commencement of “a more independent and
individual existence,” and not a death. This notion is of course at odds
with the scientific explanation of what happens when a leaf falls (which
Thoreau knew perfectly well), but his slant on natural facts, as should be
evident by now, is deeply opposed in principle to the customary
assumptions about what constitutes organic life or even reality. He is
“more interested in the rosy cheek” than in “the particular diet the
maiden fed on”; which is to say that while Thoreau is cognizant of the
physiologist’s explanation, he knows that the phenomenon is greater than
the sum of these parts, and has no use for an explanation which [PAGE
xxix] fails to take into account the perception which shapes the
appearance itself.
[¶032]
This much is clear from the
concluding portion of the essay, where Thoreau refers more than once to
the “intention of the eye” as a determinant of reality. This
principle, which Thoreau derives and illustrates from experience, means in
essence that one must know what he is looking for before he can see it.
“The astronomer,” as he says, “knows where to go star-gathering, and
sees one clearly in his mind before any have seen it with a glass.” The
history of science itself suggests the basic reasonableness of this
proposition (think, for example, of the theoretical anticipation of the
major discoveries of physics in this century). But the proposition
undercuts at the same time the cherished and popular myth of a perfectly
objective and quantifiable world which presupposes nature as matter
independent of and anterior to any perceiving consciousness.
[¶033]
In effect, Thoreau found
himself fighting a kind of rear-guard or guerilla action against
scientific materialism, and he adopted as his favored rhetorical
strategies “extreme statement,” paradox, and the deliberate inversion
of accepted wisdom, in order to try to startle his audience out of
unexamined and merely habitual modes of thought. In the introduction to
“Huckleberries,” for example, the customary standards of littleness
and greatness are reversed, not in order to allow Thoreau to deliver a few
broadsides at politics and education but to try to induce in his auditors
a new perspective on familiar objects [PAGE
xxx] and ideas. Thoreau’s natural history would ultimately
undermine the social as well as the philosophical conventions, for the
humble huckleberry is the launching point for a radical critique—almost
reminiscent of Marx at times—of entrepreneurial activity which robs the
community of its natural birthright and promotes the division of labor and
the alienation of the worker from his work. Elsewhere in
“Huckleberries” he sounds what by now has become a familiar plea for
cities and towns to set aside a portion of their wild and uninhabited
lands as a resource for future generations. In his own country, though,
Thoreau was a prophet without honor: even Emerson was unable at last to
follow sympathetically or to grasp the nature of his work, and in regard
to “Huckleberries,” this long-buried and unknown work, there is a kind
of consummate irony in the famous criticism of Thoreau leveled by Emerson
in his funeral oration: “instead of engineering for all America, he was
the captain of a huckleberry party.”
[¶034]
“Wild Apples” is the
most complete and most compelling of these late works, and furnishes
perhaps the best evidence of the range of reference of Thoreau’s
detailed studies of his native ground. And portions of the essay are
memorable in their own right for narrative and descriptive verve—the
struggle of the apple tree against its bovine foes and its eventual
triumph over them, for instance—independent of any historical or
scientific context. The subject was perfectly suited to Thoreau. The wild
apple [PAGE
xxxi]
was appealing to him because it was a forgotten and neglected fruit, one
of the “least things” at which nature excelled, flourishing in the
unfrequented corners of New England its chronicler instinctively sought;
and because its situation and its qualities were so transparently
suggestive of his own: a cultivated plant tending back to the wild,
bearing its fruit late and unnoticed by most, crabbed and gnarled perhaps,
but bracing if taken in the right spirit.
[¶035]
Yet it finally requires the
sort of altered perspective on natural facts which Thoreau strove to
induce in his audiences if “Wild Apples” is to be seen as a coherent
whole, for without such a perspective (or the willingness, at least, to
entertain it) crucial parts of the essay will seem at best to be unrelated
to the descriptive body of the piece. What, for example, is the function
of the very detailed philological and historical account of the apple
which begins the essay? It is far too detailed merely to “introduce”
the subject; and since “Wild Apples” was originally a lecture which
Thoreau revised for publication during his final illness, it seems equally
unlikely that this long recital of definitions and historical facts is
mere padding.
[¶036]
The key to this section is
the deceptively bland opening sentence: “It is remarkable how closely
the history of the Apple-tree is connected with that of man.” Thoreau
does more here than establish the groundwork for a metaphorical connection
between man and the apple tree. He suggests, rather, by trac- [PAGE xxxii] ing the significance of the apple in
language and history, that it is a natural fact which can best be
understood through an understanding of its evolution in human thought. By
giving as his opening coordinates, so to speak, not merely the genus and
species of the apple, but its meaning in history, poetry, mythology,
religion, and folklore, Thoreau suggests an alternative approach to
customary scientific description, which involves actively putting the
history back in natural history. Since the reality of natural phenomena is
in part dependent upon the perceiver, true natural history involves the
historical evolution of this perception. What the apple tree means,
finally, is the sum of its histories, of its relationship to man. Man and
the apple tree have grown up together.
[¶037]
The frame Thoreau provides
for his subject, then, in this introduction, seeks to establish an
interconnectedness between supposedly independent and discrete phenomena
and human thought. He deliberately reverses the path of normal science,
which seeks for objectivity to isolate and separate the object studied.
[¶038]
This historical dimension
opens even more far-reaching levels of significance. The word for apple, we
learn, if traced back far enough once meant “riches in general,” all
the productions of nature which were at man’s disposal. And, as Thoreau
also points out in an understatement of epic proportions, “Some have
thought that the first human pair were tempted by its fruit.” Thus the
apple embodies simultaneously man’s dominion over nature and his [PAGE xxxiii] fall from harmony with it—the ultimate paradox of
human knowledge. If we understand the story of the Fall at one level to
represent the separation of man from an original harmony with nature, a
falling into self-consciousness in which nature began to be perceived as other,
then the history of the apple tree becomes the history of man’s
relation to nature. How the apple tree is defined and perceived is at any
moment an index of our condition with respect to that original harmony and
our prospects for regaining it.
[¶039]
Hence Thoreau’s
glorification of the wild apple, on the one hand, and his startling
jeremiad at the end of the essay over its disappearance. He celebrates the
wild apple because it suggests the possibilities of reattachment and
harmony with nature without the sacrifice of knowledge. The apple tree has
grown cultivated and domestic with man, and now aspires back to its
original state without giving up its fruitfulness. That fruitfulness is
all the more valuable because it is achieved after such a struggle. It
suggests, in its balance of the wild and the cultivated, the possibility
of victory over both ignorance and the tyranny of knowledge.
[¶040]
In this light the
conclusion of the essay is a powerful and pertinent warning, and not
merely a curious lapse into preaching, for it constitutes Thoreau’s
final plea against losing once and for all the possibility of achieving
the harmony the apple tree suggests. “The era of the Wild Apple will
soon be past,” given the spread of those assumptions and habits of mind
about nature which made his voice [PAGE
xxxiv] more and more isolated even in his own day. The inevitable
result will be a universal malaise arising from the final separation of
man from nature. Thoreau’s choice of biblical text is hauntingly
appropriate to his plea, for it is the death of nature and the alienation
of man which ensue from the denial of creative spirit working through
both:
“ ‘The vine is dried up, and the fig-tree languisheth; the
pomegranate-tree, the palm-tree also, and the apple-tree, even all the
trees of the field, are withered: because joy is withered away from the
sons of man.’ ”
[¶041]
The naturalist’s mission
as Thoreau finally expressed it went far beyond the naming of the products
of the New World garden. Up through the writing of Walden his imagination had centered on the Spring as an emblem of
physical and spiritual rebirth, but in his later years he became more
concerned with the Fall as season and as spiritual fact.. If that Fall was
to be a fortunate one, our way of knowing must lead us back to and not
away from its great central life.
Robert Sattelmeyer
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