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Michael J. Frederick
Transcendental Ethos: A Study of
Thoreaus Social Philosophy and Its Consistency in Relation to Antebellum Reform
A Thesis in the Field of History for the
Degree of Master of Liberal Arts in Extension Studies (Harvard University,
November 1998)
Abstract
This study investigated the consistency
of Henry David Thoreaus social philosophy in relation to Antebellum reform. Some
critics have argued that Thoreau was influenced by radical Abolitionism to such an extent
that it led him to defend John Browns raid on Harpers Ferry Virginia in 1859
on the eve of the American Civil War. Many believe "A Plea for Captain John
Brown" is an indication of just how far Thoreau departed from his earlier views on
reform, especially those expressed in his essay on "Resistance to Civil
Government." A close examination of Thoreaus writings reveals that he was not,
however, a pacifist as is commonly assumed. "A Plea," which uses the phrase,
"resistance to tyranny," is remarkably consistent with the epistemology and
moral sentiment of Thoreaus earlier views on reform including "Resistance to
Civil Government." Thoreaus reform essays are structured on the basis of
Transcendentalist principles and do not necessarily represent a radical break with
tradition. Kantian idealism, French Eclecticism, and Unitarian ethics are underlying
aspects of Thoreaus Transcendental ethos. An understanding of these and their
subsequent influence on New England Transcendentalism helps to elucidate some of the
apparent contradictions in Thoreaus political essays. Apart from various influences
and qualifiers, Thoreaus reform essays are remarkable consistent contextually as
well.
To Stacia Frederick
Acknowledgment Special thanks to Thomas Blanding for
referring me to the works of C. G. Jung.
Table of Contents
Dedication
Acknowledgments
Chapter I.
Introduction: Thoreau Historiography in Retrospect
Chapter II. Antebellum Reform
Chapter III. Transcendental Ethos
Chapter IV. Early Thoreauvian Themes
Chapter V. Later Thoreauvian Themes
Chapter VI. Conclusion
Endnotes
Bibliography
I.
Introduction: Thoreau
Historiography in Retrospect
Popular perceptions of Henry David
Thoreau may shape the way that scholars interpret or wish to interpret his ideas, which
are often associated with the 1960's, the civil rights movement and Vietnam War
protestors. Members of both movements referred to his essay on "Resistance to Civil
Government." Martin Luther King, Jr., gives specific credit to the essay and its
subsequent influence on his civil rights campaign. Protestors of the Vietnam War could
easily refer to such passages in Walden as: "Only the defeated and deserters
go to the wars, cowards that run away and enlist." Or: "Patriotism is a maggot
in their heads."1
Thoreau at other times has been associated with radical politics and anarchism. Many
adherents believe his ideas are universally applicable over time. Today he is regularly
associated with the environmental movement and such popular culture movements as
rock-singer Don Henleys Save Walden Woods Project. While he has gained popular recognition,
Thoreau was relatively unknown to the general public during his own lifetime. Perhaps the
greatest boon to his popularity in our own time has been his association with Mahatma
Gandhis nonviolent resistance campaign, known as Satyagraha, against the
British government in South Africa and in India where it reached full fruition. Gandhi
cited Thoreau as one of the foremost influences in his life. He had read "Resistance
to Civil Government" as it appeared posthumously under the title of "Civil
Disobedience" in an 1866 anthology of Thoreaus excursions and political essays
entitled A Yankee in Canada, and borrowed the term civil disobedience as an
English equivalent of his own term Satyagraha. While Gandhi gave him full credit
for the term, scholars cannot establish with certainty whether Thoreau ever used the term
himself or whether it was an anonymous editorial addition to his essay. The title, too, is an important
consideration that should not be entirely overlooked or misjudged in its importance. In
the term civil disobedience, the word civil can refer to citizens who resist
an unjust law either violently or nonviolently, or it can mean polite and non-violent
disobedience. If the phrase resistance to civil government is used, the ambiguity
is removed. All governments are civil in this sense as they govern citizens; but not all
governments are polite or nonviolent. Historians, however, often refer to it by its 1866
title, "Civil Disobedience," rather than by its 1849 title, "Resistance to
Civil Government," as it appeared in its only publication during Thoreaus
lifetime in Elizabeth Peabodys Aesthetic Papers. Because many scholars have specifically
linked Thoreau to Gandhis political movement it presents a challenge to review his
ideas in their historical context detached from predetermined critical perceptions, as in
any field is so often the case. Arthur M. Schlesinger, for instance, in his well-received
book The American as Reformer, refers to Thoreaus doctrine of "inner
regeneration," as a doctrine of passive resistance. Schlesinger concluded that
Thoreaus view on "Civil Disobedience had more influence on modern
India than on his countrymen. . . ."2
Nor is he alone in his appraisal. Walter Harding, perhaps the best known Thoreau scholar
and biographer, wrote of Gandhi: "We know of no other who so well carried out the
principles of Thoreau."3 True, Gandhi
tried to live a virtuous life; however, Thoreau never attempted, nor ever considered,
leading a national politically based movement. When Wendell Glick, the editor of the
Princeton edition of Thoreaus reform papers, decided on the 1849 title,
"Resistance to Civil Government," rather than the 1866 title, "Civil
Disobedience," he was criticized by Harding, the former editor-in-chief. Harding
argued that Thoreau changed the original title of the essay before his death in 1862. He
defends his position by noting that such stylistic changes are consistent with
Thoreaus writing process. True enough, perhaps, yet this assumption nonetheless
ignores the historical context in which the essay was first published. Glick defends his
position by arguing that his decision was in accordance with standard editorial practice,
the Greg theory of copy-text editing.4 While
the Princeton edition of Thoreaus work is historically accurate, several other
anthologies still carry the title "Civil Disobedience." While Gandhi may have found Thoreaus
essay insightful, he never gave it full credit for influencing all aspects of
Satyagraha.
He called it a "masterly treatise" on the duty of civil disobedience, but
recognized that Thoreau confined his disobedience to non-payment of his poll tax.
Satyagraha
distinctly covered all forms of civil disobedience against an unjust law and was not
limited to non-payment of taxes. Also, Gandhi recognized that "Thoreau was not
perhaps an out-and-out champion of non-violence," and determined that his position
represent only "a branch of satyagraha."5 Elsewhere, Gandhi wrote: "The statement that I had derived
my idea of civil disobedience from the writings of Thoreau is wrong."6 He explains his resistance efforts were well on their way in
South Africa before he had read Thoreaus essay. This is not to say that he did not admire
Thoreau, and, in this respect, Harding is correct. Gandhi ranked Thoreau among the
greatest of several influences in his life. He admired his courage and practical ideals,
his virtue, and refers to them often in his own writings. Yet to imply that Thoreaus
notions of civil disobedience are analogous to Satyagraha, a national collective
political movement, is simply not true. Rather than helping us better to understand
Thoreau, such notions may, instead, detract from it. Much of the debate on Thoreaus
consistency has focused on his essays defending John Browns raid on Harpers
Ferry, Virginia. On the eve of the Civil War in 1859, Brown and his band of men used
physical force in a failed attempt to arm and liberate Southern slaves. In "A Plea
for Captain John Brown," Thoreau unmistakably sanctions the use of forcible
resistance, writing: "I do not wish to kill or be killed, but I can foresee
circumstances in which both these things would be by me unavoidable."7 While heroism is a constant theme, either on or beneath the
surface of his writing, Thoreau never before gave such a pointed remark on the use of
physical force. In discussing this episode, Harding wrote: "The same Thoreau who has
so often been associated with the nonviolent resistance of Mahatma Gandhi and Martin
Luther King, Jr., clearly went beyond his earlier views of reform in his championing of
Brown."8 Scholars wishing to compare Thoreau and
Gandhi should keep in mind that Gandhis notion of nonviolence was as an active
rather than a passive force. "It has no room for cowardice, or even weakness,"
wrote Gandhi, "there is hope for a violent man to be some day non-violent, but there
is none for a coward. . . . if we do not know how to defend ourselves, our women and our
places of worship by the force of suffering, i.e. non-violence, we must, if we are men, be
at least able to defend all these by fighting."9 Thoreau and Gandhi would have both agreed on this point. At other times, Thoreau has been
associated with dangerous politicsradicalism and anarchy. Some critics have tried to
show that his principles and tactics were subject to change with little or no basis.
Vincent Buranelli, one of Thoreaus staunchest critics, charged him with practicing
radical, if not dangerous politics. In "The Case Against Thoreau," Buranelli
wrote of Thoreaus political theory: "It points forward to Lenin, the
genius theoretician; whose right it is to force a suitable class consciousness
on those who do not have it, and to the horrors that resulted from Hitlers
intuition of what was best for Germany."10 Buranelli cites Thoreaus defense of John Brown as
evidence attesting to his radicalism and criticizes him for his "allegiance to
inspiration rather than to ratiocination and factual evidence"; and concludes,
"Thoreaus commitment to personal revelation made him an
anarchist."11 Referring to him as an anarchist, solely,
presents some difficulties, however, as it ignores the variegated aspects of
Thoreaus social philosophy. His desire for self-cultivation and a better government,
a free and enlightened State, if you will, is not entirely anarchical. In purely political
terms, too, the designation does not seem to suit him well either. Myron Simons
essay on "Thoreau and Anarchism," for example, argues convincingly that Thoreau
was not an Anarchist. And today most historians agree with this appraisal. Simon wrote:
"One may believe, as such opposed figures as Thomas Aquinas and Hugo Grotius did, in
a Higher or Natural Law to which civil laws are subordinate, and not be in any
sense an anarchist. And one may be an anarchist, as Godwin and Tucker surely were, without
subscribing to any manner of Higher Law."12
Tucker, a New Englander, and other contemporary individualistic anarchists, he points out,
do not refer to Thoreau in their writings. Simon adds, the fact that Thoreau "adhered
to no recognizable political position made him in his purity an easily appropriated,
modifiable symbol of conscientious protest as available to the civil rights and student
movements of the 1960's as he had been to Gandhi."13
Nor is anarchism a useful term to apply to
nineteenth-century American politics. This is because libertarian politics were confined
to adopt the term socialism for their left-wing political movements. George Woodcock noted
that "Proudhon was the first man voluntarily to adopt this name of
anarchy for the form of society he envisaged, and actually to mean by that
wordphilological stickler that he wasa society without
government."14 Proudhons work was not translated into English until
1876. Others have tried to link Thoreau
exclusively to the image of a solitary individualist contentedly residing at Walden Pond
or confining himself to nature excursions free from societal cares. Mark Van Doren, the
first to offer an extensive study of Thoreaus journal, concluded: "certainly
the troubles of mankind caused him no disturbance."15 James Goodwin, in "Thoreau and John Brown: Transcendental
Politics," argues that Thoreau did not act from "any widespread historical
precedents," nor did he "advocate revolution in any understanding of the
term commonly held in his time."16
Goodwin believes Thoreau followed, what he terms, a politics of "separation and
seclusion," and that Thoreau was not a social reformer as is commonly assumed.
Nevertheless, his ideas were not formed in a vacuum. Such interpretations ignore
Thoreaus lifelong commitment to reform. His association with the Lyceum for over
twenty-three years is enough to illustrate at least a commitment if not an interest in
society, we must grant, and certainly an interest in his hometown of Concord, the
political hotbed of New England Yankees and Antebellum reformers. The most comprehensive study of his
consistency is Wendell Glicks 1950 Ph. D. Dissertation, "Thoreau and Radical
Abolitionism: A Study of the Native Background of Thoreaus Social Philosophy."
Glick argues that Thoreaus consistency can be judged by his connection with Northern
Abolitionism, a nineteenth-century political movement that was essentially nonviolent. The
study was perhaps ground breaking in its day, but the debate on Thoreaus consistency
needs to be reexamined under the light of recent scholarship. Glick says he agrees with Amos Bronson
Alcott in calling Thoreau the "best sample of an indigenous American; in
other words, a synthesis of various native influences which his environment supplied
him."17 His personal feeling is that
Thoreau was influenced by radical abolitionism to such an extent that it led him to defend
John Browns raid on Harpers Ferry. He argues "A Plea for Captain John
Brown" is an indication of just how far Thoreau had departed from his
"long-cherished faith in the adequacy of the Moral Law to satisfy all mans
individual and collective needs"; and writes: "There are no two ways about it;
in defending Brown Thoreau sacrificed the truths of his reason.
. . ."18 Still, his conclusion is largely
undisputed. It is true that Thoreau, like Emerson, refused to be intimidated by
"foolish" consistencies. Walter Harding, in The New Thoreau Handbook,
writes:
Thoreau . . . never claimed to be a
systematic philosopher, and he made no attempt to resolve the many competing ideas and
attitudes he recorded during his lifetime. Like most of the Transcendentalists, he was
essentially eclectic, and as his reading indicates, he was fully capable of adapting ideas
from various sources that seemed to be mutually exclusive. In addition, like most other
people, he sometimes changed his mind as he grew older or as issues
evolved.19
Elsewhere, however, Harding alludes to a possible basis for consistency in
Thoreaus thought. In The Days of Henry Thoreau, Harding writes: "Whether
he was experimenting in life at Walden Pond, going to jail for refusing to pay his poll
tax, or defending John Browns action at Harpers Ferry, he was operating from a
base of Transcendentalist principles."20 1). Is Glicks assessment of Thoreau
accurate? Thoreaus defense of John Brown may not be entirely inconsistent with the
epistemology or moral sentiment of his earlier works. Native influences, I agree, played
an important role in the development of his social philosophy. Certainly, he was exposed
to radical abolitionism. His mother, Cynthia Dunbar Thoreau, and several of his aunts were
members of Abolition societies. Thoreau, however, never joined an Abolition society
himself. And this was not due to any abstract eccentricities on his own part, but because
he was committed to individual reform and motivated by an idealism distinct from
Garrisons Abolitionism. 2). What constitutes Transcendentalist
principles and how do they apply to Thoreaus social philosophy and his attitude
toward reform in practice, if at all? Several indigenous influences, for instance,
Unitarianism and Scottish Common Sense taught at Thoreaus alma mater, Harvard
College, and French Eclecticism, popular then among Unitarians, suggest that Abolitionism
was not the sole influence on his political thought. French Eclecticism, which was
generally adapted to New England thought, and Unitarianism in particular were springboards
to Transcendentalism and are a key to understanding Transcendental principles. Although
Thoreau renounced involvement with the church during his lifetime, he was baptized a
Unitarian and buried in a Unitarian cemetery. Concerning Thoreau, Ralph Waldo Emerson
wrote: "He was a born protestant. If he slighted and defied the opinions of others,
it was only that he was more intent to reconcile his practice with his own
belief."21 3). Is Thoreaus social philosophy
consistent? Thoreau was not content to withdraw himself completely from society and saw
himself as an active citizen committed to individual reform. Various cross currents were
at work during the Antebellum period. One can note hints of republican themes, themes of
Jacksonian Democracy, and the ideas of manifest destiny, Abolitionism and nonviolence in
his writing. Thoreau works these themes into a spiritual or religious context that reflect
his special breed of practical idealism and attempts to embrace natural paradoxes over a
less real, more artificial model. For this reason, it is difficult to classify him or even
speak of his ideas as political doctrines. It is the consistency of his ideas, their
internal coherence, and their relation to Antebellum society that concern us, and not a
political theory as such. 4). Does Thoreaus defense of John
Brown necessarily contradict the earlier political views of his work, most notably his
essay "Resistance to Civil Government?" If we are to understand Thoreau, we must
try to understand his relation to Antebellum society and why, if he was indeed committed
to nonviolence, he changed so completely by 1859. Again, his connection to Unitarianism
will help to elucidate this point. According to James Duban, "Conscience and
Consciousness: The Liberal Christian Context of Thoreaus Political Ethics,"
Thoreau seems to have accepted "a rather conservative notionbut one nonetheless
espoused by Unitarians . . . that the dictates of conscience correspond to universally
prescribed standards of morality."22
Nonviolent or active, even violent resistance measures are consistent with Unitarian
ethics. The following chapters generally follow
the outline of my questions, which are in no way mutually exclusive inquiries.
II.
Antebellum Reform
(Back to Table of Contents) Thoreau lived during a period of
unprecedented change, a time of rapid industrialization, urbanization, and geographic
mobility. Slavery was expanding and becoming more profitable in the
South.23 The first factory systems were introduced in towns just
outside his hometown of Concord. At Waltham, the Boston Manufacturing Company utilized a
power loom, turning southern cotton into valuable products for sale in the North and
abroad. In Boston, population estimates between 1790 and 1830 roughly tripled as renewed
opportunities and prosperity after the Revolutionary War and the need for workers
increased. It was a time of great optimism. There was
a renewed sense of confidence in the American system of government. By 1845, when Thoreau
began his sojourn at Walden, the Republic had survived for nearly sixty years, a mark of
its durability. The uncertainty of the early Republic diminished as states learned to
legislate on local and national levels. New industrialization, along with internal
improvements, the building of roads, canals, and railways, promised an expansive America. The decades preceding the Revolutionary
War marked a period of intense theological speculation that produced an ever-widening
chasm within the Calvinist Orthodoxy. The period produced the first of two Great
Awakenings in American history. No other figure had a more lasting influence than did
Jonathan Edwards. He determined the future course of theology. Concerned with doctrinal
heresies of Arminianism and apathy among the clergy, Edwards wrote a number of treatises
directed at rejuvenating spiritual awareness in the colonies. The Freedom of the Will
challenged the Arminian contention that Christ died on the cross for the redemption of all
humanity, not for an exclusive elect. Edwards applied the philosophy of John Locke in
rejecting the idea of distinct faculties such as the reason, the will, and the
appetites.24 This was also an area of
speculation that would later engage New England Transcendentalism. By denying the
existence of free will, Edwards wanted to undermine the Arminian heresy and preserve the
doctrines of Determinism, the Elect, and human Depravity. He confronted apathy among New England
clergymen by demonstrating the importance of emotion or "affections" in
religious devotion and by reasserting the ideas of divine perfection and human
depravity.25 His work was instrumental in
bringing about the first Great Awakening. Edwards clerical descendants, the New
Calvinists, continued his debate. Gradually, with passage of time, and with Americas
spirited victory over the British, Orthodox ideas lost some of their appeal. Doctrinal
disputes continued as conservative and liberal strains within the clergy forced a gradual
schism out of which Evangelical Protestantism and Unitarianism emerged. The Cane Ridge revival in 1801 marked the
beginning of the Second Great Awakening, and the first of a series of camp meetings that
were to follow. These meetings have been noted for their vast displays of emotional and
religious fervor, and for the extraordinary role they played in motivating Antebellum
reformers. In 1818, Adin Ballou, then age 15, participated in a revival near his hometown
in Rhode Island. Years later, he recorded his youthful conversion. "Whatever my folly
or imperfection, I have never regretted the step I then took, but have been devoutly
thankful to the author of all good that thus early in life I committed myself to His
service under the leadership of Jesus Christ."26 Ballou went on to found the community of Hopedale based on the
principles of universal salvation, Christian socialism, and nonresistance and was the most
persistent advocate of pacifism during the Antebellum period. Evangelical ministers and theologians
challenged the old Calvinist doctrines. New Havens Nathaniel Taylor, a theologian at
Yale University, attacked the doctrines of Original Sin, Determinism, and Infant
Damnation. Because he accepted the notion of free will, Taylor argued sin was voluntary
not predetermined. Revivals, he believed, united people within the spiritual and
ecumenical context of the Christian community and helped to lead the way to salvation.
Congregationalism prevailed at Yale while its rival, Harvard College, embraced the more
liberal doctrines of Unitarianism. The paragon of frontier revivalism was the
great evangelist Charles Grandison Finney. Without having had any formal theological
training, he was ordained a Presbyterian minister and later was elected president of
Ohios Oberlin College from 1851 to 1856. He was a fierce opponent of slavery, and
Oberlin disseminated numerous amounts of anti-slavery propaganda throughout the region.
Paul E. Johnson, an historian of Finneys Rochester revival, argues convincingly that
Finneys 1831 revivals had an indelible effect on Antebellum
reform.27 Revivals propagated the ideas of moral perfection and the
coming biblical age of human perfectionthe millennium. Rapid expansion and new problems
associated with industrialization and slavery prompted concern for many Americans. New
England became the center of Antebellum reform. The rich Puritan tradition of the region
provided impetus for a reform impulse that was reinforced by current optimism and a belief
in perfectibility. The temperance movement led by Lyman Beecher gained national attention.
Drunkenness was often tolerated in an agrarian society, but an industrial one necessitated
punctuality and sobriety. Horace Mann led the movement for educational reform, believing
childhood education could prepare the young for responsible adulthood and citizenship. Of
all reform movements, Abolitionism led by William Lloyd Garrison had the greatest sense of
immediacy. Garrison called for nothing less than the immediate, non-compensatory, and
complete abolition of slavery. Lockean thought continued its influence
during the Antebellum period with the opposite results of Edwards era. Most
reformers believed human behavior was malleable. They believed temperate parents would
raise temperate children. Early childhood development and education would mold law-abiding
citizens. Abolition of slavery would lead to peace and equality. And benevolent
institutions would encourage benevolence. Charles Dickens while visiting Boston in 1842
commented on the phenomenon of the citys alms houses, prisons, juvenile facilities,
and hospitals: "I sincerely believe that the public institutions and charities of
this capital of Massachusetts are as nearly perfect, as the most considerate wisdom,
benevolence, and humanity, can make them."28
Reformers generally stressed the connection between the individual, the environment, the
importance of collective involvement, and institutional reform. The old Calvinist triangle was turned on
its head. Alexis de Tocqueville while visiting America in 1831 wrote: "It is hard to
realize how much follows naturally from this philosophic theory of the indefinite
perfectibility of man and what a prodigious influence it has even on those who,
concentrating solely on action to the exclusion of thought, act according to this theory
of which they know nothing."29 Most
reform movements sought mass appeal. They appealed to the impetuosity of perspective
converts. Religiosity they wanted, yes, but not a nation of philosophers. The old
Calvinist notions of human depravity were superseded by a typical belief in human
perfection. Antebellum reformers generally relied on
scriptural authority in support of their proposed projects. Abolitionists were no
exception. Arthur Tappan, Lyman Beecher, and Charles Gradison Finney were all evangelicals
and leading members of Abolitionism. Tappan controlled the movements programs in the
southwesterly portion of the northern United States, disseminating pamphlets in that
region and into the southern Border States. Finney conducted frontier revivals in the
emerging West. Beecher served in the eastern portion of the country. The prevalence of
evangelical thought within Abolitionism should not be denied, overlooked, or misjudged,
for Transcendental thought follows its own distinct category. In Boston, Beecher was a commanding figure
appealing mostly to middling and lower classes. His Boston was not the Brahmin Boston of
William Ellery Channing or Ralph Waldo Emerson. While at Yale, Beecher befriended
Nathaniel Taylor whose pro-revival theology kindled the flames of Finneys
revivalism. Beechers Hanover Street congregation was also the site of several
revivals, which never gained much favor among the citys Unitarian population. In
1829, when Garrison first came to Boston, he was inspired by Beecher and not the
Unitarians. He referred to Channings "icy system" and noted
enthusiastically, "Beecher has no equal."30 It was Beechers evangelical simplicity that moved young
Garrison. While it is true that his pertinacious
insistence on immediacy and the disparaging and sensationalistic language of the
Liberator
led to an eventual cooling of relations between himself and many denominationalists
including Beecher, Garrisons commitment to the Gospels of Christ as the touchstone
of his own moral philosophy persisted unabated. Nothing illustrates this more than his
relationship with John Humphrey Noyes of Vermont, beginning in 1837 when the two men met
for the first time. Noyes went beyond the perfectionism of Finney by proclaiming that he
himself had reached perfection. Believing Christ to be the supreme authority in the world,
he explained: "My hope of the millennium begins where Dr. Beechers expiresviz.,
AT THE TOTAL OVERTHROW OF THIS NATION."31
Shortly after their meeting, Garrison wrote his devoted disciple Henry Wright, a
Connecticut farmer, to proclaim the good news.
The remedy . . . will not be found in anything short of faith in our Lord Jesus Christ.
Human governments will remain in violent existence as long as men are resolved not to bear
the cross of Christ, and to be crucified unto the world. But in the kingdom of Gods
dear Son, holiness and love are the only magistracy. It has no swords, for they are beaten
into plough sharesno spears, for they are changed into pruning-hooksno
military academy, for the saints cannot learn war any moreno gibbet, for life is
regarded as inviolateno chains, for all are free. And that kingdom is to be
established upon earth, for the time is predicted when the kingdoms of this world will
become the kingdoms of the Lord and of his Christ.32
Transcendentalists were also
optimistic; however, their optimism was generally tempered by a sense of a gradual
progressiveness and an unfolding of the ideal in history, which, as many of them well
recognized, could be facilitated or hindered in its material manifestation. Maintaining
the autonomy of the individual, Thoreau was inclined to assert the purity of the soul
along with other Transcendentalists, agreeing that individuals should act in the moment
according to their nature, without succumbing to the vogue of opinion. Garrison, on the
other hand, asserting the fundamental importance of the Gospels, soon united Abolitionism
to Ballous New England Nonresistance Society with absolute, albeit admirable,
material designs in mind. The two movements were united in common
cause shortly after the 1837 slaying of Elijah P. Lovejoy. Lovejoy was gunned down by an
angry pro-slavery mob in Alton, Illinois, while protecting his printing press. Garrison
and Ballou were determined to keep Abolitionism free from violence. Their credo was the
words spoken by Christ in the Sermon on the Mount. "Ye resist not evil" and
"turn the other cheek" became the watchwords of the united movement. Garrison set the agenda for Abolitionism
at the 1838 Peace Convention held in Boston. Desiring a peaceful solution to slavery, he
delivered his "Declaration of Sentiments" address, a manifesto outlining the
goals of the his movement.
The Prince of peace, under whose stainless banner we rally, came not to destroy, but to
save, even the worst of enemies . . . We register our testimony, not only against all
wars, whether offensive or defensive, but all preparations for war . . . We believe that
the penal code of the old covenant, An eye for an eye, [sic] and a tooth for a tooth, has
been abrogated by Jesus Christ; and that, under the new covenant, the forgiveness, instead
of the punishment of enemies, enjoined upon all his disciples, in all cases whatsoever.
Clearly favoring nonviolence, Garrison goes on to explain: "We shall employ
lecturers, circulate tracts and publications, form societies, and petition our state and
national governments in relation to the subject of Universal Peace."33 In the aftermath of the convention, Ballou published
"Non-Resistance in Relation to Human Governments," another exemplary pacifist
tract in addition to Garrisons. Ballou wrote: "Non-Resistants are required by
their principles not to resist any of the ordinances of these governments by physical
force, however unjust and wicked; but to be subject to the powers that be, either
actively
or passively."34
Thoreau never joined Abolitionism or the
Peace Society. The reason is simple: he never accepted their view of the Moral Law and was
moved by a subtle, nonetheless distinct, difference in principle. Transcendentalism will
be examined in the next chapter to discuss Thoreaus connection with it, as indeed he
was, and to distinguish him from other reformers of the time who fell outside the
Transcendental fold. And there were differences. Ballou himself was incensed with
Transcendentalism. Referring to its "pernicious" errors, he wrote:
I had to withstand . . . an incoherent Transcendentalism which made every individual
his own prophet, priest, king, and God; a rabid anti-bibleism, which treated the
scriptures of the two Testaments indiscriminately as a jargonic mass of pseudo-sacred
rubbish, of no divine authority whatever; and a gross anti-Sabbatarianism, which left no
use for any sort of Sabbath, even for the moral and religious improvement or physical
comfort of needy humanity.35
Antebellum reform was an outgrowth of
Enlightenment ideas. Calvinism gave way to a liberated theology after the Revolutionary
War. Evangelical Protestantism was the birthchild of the Second Great Awakening.
Unitarianism was distinct from Evangelical Protestantism, as we will see, in rejecting the
Trinitarian nature of Christ and in embracing a far more speculative theology. It was
limited geographically and scarcely embraced revivalism. Thoreau himself once noted that
"a camp-meeting must be a singular combination of a prayer-meeting and a
pic-nic."36 Transcendentalism developed
out of Unitarianism, while Abolitionism was essentially a product of Evangelical
Protestantism. Garrison embraced the doctrine of
nonviolence based on his reading of the Gospel of Christ. His "Declaration of
Sentiments" address, and his cooperation with Ballou clearly demonstrate his early
commitment to the peace movement. Thoreau, who is often associated with pacificism, never
attended the Peace Convention. He, and other Transcendentalists, essentially rejected
revivalism, a fundamentalistic interpretation of scripture, and defined perfectionism and
the Moral Law according to their own unique transcendental idealism.
III.
Transcendental Ethos
(Back to Table of Contents) Wendell Glick writes:
"Transcendentalism and radical Abolitionism were in so many respects twin movements,
based upon the same presuppositions and having the same altruistic aims, that it is
difficult to avoid making the generalization that a consistent radical Abolitionist was,
in the broad interpretation of the term, a Transcendentalist."37 By classifying Garrison and Thoreau together, Glick is led to
believe that each of them was philosophically alike in defining their conception of the
Moral Law. He writes: "There was simply no way to reconcile the methods of Brown with
their faith in the irresistibility of the Moral Law the keystone of their early
philosophy."38 His general argument,
however, avoids some important particulars that divided the two movements.
New England Transcendentalism was yet
another reform-oriented movement. Unlike other reform movements of the time,
Transcendentalism is not easily defined, and by itself represents a significant challenge
to properly understanding Thoreau. The movement was interested in all areas of reform as
Abolitionism was also concerned with temperance, education, and slavery. Loosely defined,
it was as much a philosophy as it was a religion. Some Transcendentalists, like Bronson
Alcott, who derived surprising answers from his young students on the nature of Christ
using the Socratic method, appealed to the Gospels more than others, but without
subscribing wholly to scriptural authority. One thing is certain; Transcendentalism was
never an Evangelical movement. To understand Transcendentalism, it is
necessary to understand that it was an offshoot of New England Unitarianism, which in
turn, was a reaction against Calvinism and distinct from Evangelical Protestantism. The
majority of Transcendentalists were Unitarians or those, like Emerson and Thoreau, who
were dissatisfied with the Church and officially left organized religion. It may also be
of some interest to note, as Harold Clarke Goddard did in his book on Transcendentalism,
that New England Unitarianism differed from the English Unitarianism of Priestley in that
"it exhibited practically none of his materialistic and Socinian
tendencies."39
Unitarians rejected Calvinism on moral and
speculative grounds. They objected to the idea of determinism because without some concept
of free will it is difficult to hold individuals accountable or responsible, morally, for
their actions. In rejecting the Trinitarian character of Gods nature, they stressed
a peculiar religious doctrine that went against the current of evangelical thought,
believing, instead, in the oneness or Unitarian character of His nature. This was an
important speculative idea for Transcendentalism as well because Emerson predicated his
notion of the "Oversoul"on a similar assumption. Within the Unitarian clergy, some argued
that Religious dogma, the Old and New Testaments, and Jesus were not infallible. For
example, in his "Discourse of the Transient and Permanent in Christianity,"
Theodore Parker writes: "If Christianity were true, we should still think it was so,
not because its record was written by infallible pens, nor because it was lived out by an
infallible teacher. . . . If it rest on the personal authority of Jesus alone, then there
is no certainty of its truth."40
Parker was a Transcendentalist and a practicing Unitarian minister. Although his view is
representative of the most liberal branch of Unitarianism and its clergy at that time, his
remark, here, illustrates just how far a Unitarian could go in rejecting scriptural
authority. Unitarianism was generally less inclined to fundamentalism than Evangelical
Protestantism, and Transcendentalism, further still. Emerson agreed with Parkers view and
described like no one before him an interpretation of Christ that took by storm the
religious community of Boston. He likened Jesus Christ to a true prophet who "saw
with open eye the mystery of the soul." Audiences were stunned to hear Emerson say
that Christ "saw that God incarnates himself in man, and evermore goes forth anew to
take possession of his World."41
Christ recognized the divinity incarnate in all persons. "The stationariness of
religion; the assumption that the age of inspiration is past, that the Bible is closed;
the fear of degrading the character of Jesus by representing him as a man;indicate
with sufficient clearness the falsehood of our theology."42 This should not be confused with pantheism. The individual has
a divine nature, according to Emerson, but is not the divinity itself. Questioning scriptural authority was
important for Transcendentalism because on either side of the slavery controversy
proponents of slavery or abolitionism could refer to scripture as the ultimate authority
for defending their cause. Since the Reformation, Protestantism has generally encouraged
individual interpretation of the Bible. Transcendentalism did not necessarily make a
radical break with tradition. After all, most of the founding fathers were deists in
rejecting Biblical authority over natural laws. Transcendentalists were well aware of the
implications of the new science and wanted to reaffirm revelation against uncertainty but
also outside the traditional religious understanding. Philosophically, they were
interested in confronting the extreme skepticism of Hume against the existence of the
mind, and the sensualism of Locke, and the current wisdom of Scottish realism. They wanted
to establish the existence of inherent knowledge and the validity of, what can be termed,
their conscience theory. Certain Unitarian ministers helped pave
the way. William Ellery Channing, the Federal Street Church minister from 1803 until 1842,
whose "icy system" it was that displeased young Garrison, is an important
transitional figure. He was the chief spokesperson for Unitarianism during his time and a
forerunner of Transcendentalism. Channing, in his later years, was present at the earliest
of the informal gatherings of the Transcendentalists. The "Hedge Club," as the
group came to be known, typically met when Fredric Henry Hedge, a Bangor minister, came to
town. Hedge said Channing "could from the spiritual height on which he stood, by mere
dint of gravity, send his word into the soul with more searching force than all the
orators of the time."43 Emerson called
him "our bishop" and continually stressed his importance to Transcendentalism.
It should be emphasized that, while Channing was progressive among Unitarians, he was not,
however, a Transcendentalist. Channing went against the logic of most
Unitarian and evangelical ministers by questioning the philosophy of John Locke. His ideas
ripened the future appeal of German Idealism and French Eclecticism for Transcendentalism.
In Human Understanding, Locke had argued that the mind is tabula rasa, a
blank slate, until sense experience records its events. Most followers of Locke believe
that our knowledge is derived solely from our observation of the material world. Channing,
on the other hand, argues that knowledge is derived from "our own soul," that
"the divine attributes are first developed in ourselves, and thence transferred to
our Creator." He is close to suggesting that all persons have a "spark of
divinity." But he also adds "an important caution" against
"extravagance" cautioning his listeners to reverence human nature and not to do
it violence. He writes: "Our proper work is to approach God by the free and natural
unfolding of our highest powersof understanding, conscience, love, and the moral
will."44
During the Antebellum period, the Scottish
Common Sense philosophy of Dugald Stewart and Sampson Reid was taught at most
universities, including Thoreaus Harvard, as the prevailing model. Edward H. Madden,
an historian of civil disobedience, explains that while Kantian idealism and French
Eclecticism gained some favor during the 1840's and 1850's the prevailing wisdom of the
time was Scottish realism.45 Few academics
outside the fold of Transcendentalism embraced Kantian Idealism. While reformers and
Transcendentalists alike subscribed to some concept of Moral or Higher Law of conscience,
the Transcendentalists, and particularly Thoreau, supported their view according to the
dictates of transcendental reason. Scottish realism was an attempt to defend
Locke against the scepticism of Hume. Stewart, in Dissertation: Progress of
Metaphysical, Ethical, and Political Philosophy, argued that Lockes theory on
the role of the senses was misunderstood by Gassendi, Condillac, and Diderot, all of whom
were followers of Locke who adopted and simplified his method. Stewart shows that Locke
accepted the validity that knowledge arises from both the senses and reflection, and
quotes his position on the latter:
The other function, from which experience furnishes the understanding with ideas, is
the perception of the operations of our own mind within us, as it is employed about the
ideas it has got: which operations, when the soul comes to reflect on and consider, do
furnish the understanding with another set of ideas, which could not be had from things
without.46
Stewart brought Lockes philosophy back on his own terms. Emerson was impressed by
his emphasis on individual consciousness, the power of memory, and his belief that nature
exists independent from the mind and consists of eternal laws. Stewarts system on the whole,
however, did not offer a tenable solution to Humes skepticism in the view of most
Transcendentalists. It affirmed consciousness and a sense of universal morality but lacked
a satisfying concept of free will. In favoring Locke, it dismissed Kant and diminished the
importance of Eastern, especially Hindu, thought, and pure idealism. More importantly in
their view, Stewarts system offered no moral basis to dispute the existence of the
institution of slavery. Channings view that knowledge is
derived from "our own soul" represents an important bridge for Transcendentalism
to Immanuel Kants theory of subjective reasoning. Kants Critique of Pure
Reason and his later Critique of Practical Reason were viewed by rationalists
as important works because they confronted the sensualism of Locke and the skepticism of
Hume. Kant had asserted that transcendental
knowledge is known a priori. A proposition is known a priori if it is known
independent of experience. Most followers of Kant would say that mathematics is known in
this way. For example, it is not necessary to know that 2+2=4 through observation. Such
propositions are known inherently without the aid of observation. Moreover, this had a
certain significance for the Transcendentalists. A priori knowledge is the same in
every individual, and yet it is also independent of every individual. It exists of its own
accord. Kants theory supported the use of reason-based intuitionism and helped to
verify the use and validity of inherent concepts in practical ethics for the
Transcendentalists. They received the philosophy of Kant
second-hand through the Englishman Samuel Taylor Coleridge. Emerson in his essay on
Transcendentalism admits that the Idealism of his time "acquired the name
Transcendental from the use of that term by Immanuel Kant," but failed to mention in
it the profound importance of Coleridge to the movement.47 Elsewhere, however, Emerson refers to Coleridge as one of the
few who "cannot be matched in America."48 The reason for Emersons high estimation of him is
because Coleridge made the distinction between the faculties of Reason and Understanding
for Transcendentalism in his Aids to Reflection, published by 1826 in America. Coleridge defends idealism against the
skepticism of a Hume and upholds the use of Reason or intuitive knowledge over that which
is based on observation or reflection alone. When Jonathan Edwards was rethinking
Calvinism, he determined the Will was passive. His conclusion is not surprising when it is
remembered that he was working under the influence of Locke who had concluded the mind is
passive, a blank slate. Coleridge argues something quite different. He believes the mind
has the active powers of Reason and Understanding. He writes: "Now as the difference
of a captive and enslaved Will, and no will at all, such is the difference between
the Lutheranism of Calvin and the Calvinism of Jonathan
Edwards."49 As Coleridge offered a satisfying concept of free will, the
Transcendentalists found a viable philosophy to dispute morally the institution of
slavery. Coleridge believes the "knowledge of
spiritual
Truth is of necessity immediate and intuitive: and the World or Natural Man
possesses no higher intuitions than those of the pure Senses, which are the
subjects of Mathematical Science."50
For him, the difference between the Understanding and the Reason is that the first is
discursive while the latter is fixed. The Understanding is the faculty of reflection while
the Reason exists of its own accord and is known a priori. Mathematical equations
and spiritual truth, as he terms it, are known through the faculty of the Reason. But the
Understanding must refer to "some other Faculty as its ultimate
authority."51 By the phrase,
some other faculty, he means the various
faculties of the senses such as sight, touch, taste, smell, or hearing. For example, the
Understanding can reflect on a subject categorically by looking at the qualities of an
object, and ask, is it red, blue, or green or some combination of shades? It can ask what
relation the object has to time and place. Or it can ask if the object is acting or
affected. The Understanding cannot, however, know an object outside of its attributes.
Coleridges approach is ratiocinative and Aristotelian in its method. In this sense,
Reason is distinguished from the lowercase reason of the Enlightenment, which referred to
a process of intellection rather than to inherent concepts. Together, the Reason and the
Understanding form an intuitive and an intellective process. Thoreau read most of Coleridges
works including Aids to Reflection.52
This was one of many books belonging to the self-education or self-cultivation genre
stemming from the German concept of Bildung that had gained many adherents in New
England during the 1830's and 1840's, especially among the Transcendentalists. Thoreau was
undoubtably impressed by any book that belonged to this genre. He also seems to have
readily accepted Coleridges epistemology when he wrote: "The most distinct and
beautiful statement of any truth must take at last the mathematical
form."53 In relation to a single virtue, the scales of justice can
serve as an emblematic illustration of his ideal. Thoreau may have been an idealist, but his
nature study reveals that he was methodical and careful to base knowledge of a
"spiritual truth" on the observation of the actual world. Robert Richardson, in
Henry
Thoreau: A Life of the Mind, wrote of Thoreaus nature work: "It is a
huge undertaking, a major effort, the general purpose of which seems to have been the
distillation of ten years observations into an archetypal year, not impressionistic,
but statistically averaged, combining the accuracy of a Darwin with the descriptive flair
of a Pliny and the eye of a Ruskin."54 Self-cultivation is perhaps the single
most important idea governing Transcendentalism, and the concept is especially evident in
Thoreaus social philosophy. While some Transcendentalists, such as Bronson Alcott,
Theodore Parker, and George Ripley, believed in collective reform toward individual
self-improvement, others, such as Thoreau and Emerson, stressed the importance of
individual reform. Alcott started his ill-fated Fruitlands experiment in communal living
and was a member of Garrisons Abolitionist society. Parker remained an influential
Unitarian minister. Ripley founded the Brook Farm community in Roxbury, Massachusetts.
When asked to join Brook Farm, Emerson declined. In his journal, he wrote: "To join
this body would be to traverse all my long trumpeted theory, and the instinct which spoke
from it, that one man is a counterpoise to a city,that a man is stronger than a
city, that his solitude is more prevalent & beneficent than the concert of
crowds."55 Thoreau simply replied:
"As for these communitiesI think I had rather keep a bachelors hall in
hell than go to board in heaven."56 For Thoreau, the implications of
individual reform were clear. On January 6, 1841, he wrote a letter to Concords
First Parish declaring himself to be non-member of the Church. His journal for that year
specifically approaches the question of religion: "The religion I love is very laic.
The clergy are as diseased, and as much possessed with a devil as the reformersThey
make their topic as offensive as the politicianfor our religion is as unpublic and
incommunicable as our poetical veinand to be approached with as much love and
tenderness." For Thoreau, religion was a private affair and intimately connected to
his reform ideal. "True reform can be undertaken any morning before unbarring our
doors. It calls no convention. I can do two thirds the reform of the world myself. . . .
When an individual takes a sincere step, then all the gods attend, and his single deed is
sweet."57 Thoreaus lectures, essays, and
books, it is well to remember, are always personal accounts. He begins Walden by
noting: "I should not talk so much about myself if there were any body else whom I
knew as well." But he also addresses the larger significance of what he is trying to
establish: "If I seem to boast more than is becoming, my excuse is that I brag for
humanity rather than for myself, and my shortcomings and inconsistencies do not affect the
truth of my statement."58 His lectures
followed from his excursions to Cape Cod, Canada, the Maine Woods, Walden Pond, and
general sauntering in and about Concord. Thoreau usually presented a topic publically in
lecture format before it appeared in print. While he may seem to distance himself from
society by advocating individual rather than collective reform, he keeps society close at
hand in his overall view. "Economy," the first chapter of
Walden,
is a long digression on the state of society, if not civilization, as Thoreau saw it. He
finds most of his neighbors are occupied with material pursuits. This is why, in his
estimation, most people live lives of "quiet desperation." Thoreau argues the
individual should pursue spiritual ends as well. He writes:
I learned this, at least, by my experiment; that if one advances confidently in the
direction of his dreams, and endeavors to live the life which he has imagined, he will
meet with a success unexpected in common hours. He will put some things behind, will pass
an invisible boundary; new, universal, and more liberal laws will begin to establish
themselves around and within him; or the old laws be expanded, and interpreted in his
favor in a more liberal sense, and he will live with the license of a higher order of
beings.59
He is quick to announce that he knows this much through experimentation. Thoreau is
able to objectify an abstract concept such as the life worth living through his
experiment in living while at Walden Pond. Walden can, of course, also be read as
part of the self-culture genre; its thesis reads: Simplicity! Simplicity! Simplicity! The self-cultivation ethic stemmed from
Puritanism and influenced both Unitarianism and Evangelical Protestantism. For
Transcendentalism, self-culture took on an even more important role because, as Parker
asserted, there is no certainty of truth if it is based on scriptural authority alone.
Thoreaus Walden, Emersons "Self-Reliance," Alcotts
"Conversations with Children," and Elizabeth Peabodys aesthetic principle
all deal with self-cultivation. Although progressive for the time, these works do not
necessarily indicate a radical break from Unitarianism. Channing echoes Transcendentalism in his
essay on "Self-Culture." In a Thoreauvian vein, he writes: "A man who rises
above himself looks from an eminence on nature and providence, on society and life. . . .
Duty, faithfully performed, opens the mind to truth, both being of one family, alike
immutable, universal, and everlasting." And in a Transcendental vein, he goes on to
say: "In a word, one man sees all things apart and in fragments, whilst another
strives to discover the harmony, connection, unity of all. . . . In looking at our nature,
we discover, among its admirable endowments, the sense or perception of
beauty."60 The Transcendentalists believed that
self-education through meditation, contemplation, reflection, and observation cultivates
the higher perceptive powers of the mind and can lead to a greater consciousness of
ultimate reality. Their rejection of Lockean wisdom was essential on this point.
Transcendentalists argue that nature is a reflection of inherent ideas, and that the
individual has some idea of truth, justice, goodness, beauty, love, or mathematics without
the aid of observation. For them, we could say, the mind is not analogous to a
computers hard drive where observations of empirical data is simply stored and
processed. Rather, there is an intimate connection, unity, between subject and object,
between the knower and the thing known, each emanating from a single source and reflecting
the ideal. Emerson calls it the Oversoul. Thoreau uses the expression "sympathy with
intelligence." Sherman Paul, in
Shores of America,
wrote of the Transcendentalist belief in "intuitive apprehension":
Not only did its synthesizing powers account for the way in which experience becomes
meaningful, but being an imaginative faculty as well, it could directly seize reality. And
this apprehension of reality, though mystical in the epistemological sense of making the
knower one with the thing known, was not the vaporous emotional state usually ascribed to
mysticism; it was a cognitive experience, the liberating power of which came from
possessing Ideasnot the mere Lockean representative idea, but the Idea in the mind
of God, the Idea in the Platonic sense of being the correlative of Reality
itself.61
Most Transcendentalists claim to have had intuitive apprehensions or mystical
experiences. Alcott has been described as the movements mystic.62 Emerson speaks of the "transparent eyeball."
Margaret Fuller claims to have been overwhelmed by a sudden bodily infusion of light.
Elizabeth Peabody walked into a tree on Boston Common while having a similar experience.
Thoreau records a childhood experience in an 1851 journal entry:
There comes into my mind or soul an indescribable infinite all absorbing divine
heavenly pleasure, a sense of elevation & expansionand have had nought to do
with it. I perceive that I am dealt with by superior powers. This is a pleasure, a joy, an
existence which I have not procured myselfI speak as a witness on the stand and tell
what I have perceived. The morning and the evening were sweet to me, and I lead a life
aloof from society of men. I wondered if a mortal had ever known what I knew. I looked in
books for some recognition of a kindred experiencebut strange to say, I found none.
Indeed I was slow to discover that other men had had this experiencefor it had been
possible to read books & to associate with men on other
grounds.63
While these experiences do not satisfy
our understanding objectively in purely scientific terms, they were unequivocally an
important aspect of Transcendentalism that has received little attention from scholars.
Yet, subjective vision is as much a part of human existence as is our objective perception
of the phenomenal world. Consciousness is proportionate to the balance of the two
elements. Experiences similar to those of the Transcendentalists have been recorded for
centuries in the works of mystics from several cultures. Nietzsche and Schopenhauer were
interested in them as well and referred to Emanuel Swedenborg, whose work was much admired
by the Transcendentalists. Emerson included him in "Representative Men." Kant
also mentions him whom he calls "very sublime."64 Intuitive apprehensions gave religious
certainty, not of truth per se, but of existence. The Transcendentalists were optimistic
about human nature and feared little the possibility of philosophical anarchism or
nihilism. They saw unity in variety. Everything was part or parcel of the higher good, the
Godhead, "the Oversoul," or "Universal Intelligence." They were
realistic, however, recognizing the possibility of human error. Thoreau wrote: "Tell
me of the height of the mountains of the moon, or of the diameter of space, and I may
believe you, but of the secret history of the Almighty, and I shall pronounce thee
mad."65 For Transcendentalism, religious
certainty was not only intuitively but also philosophically and historically based on the
literature of the past and confirmed further through daily experience in nature and
society. Emerson specifically illustrates this point in the "The American
Scholar," telling his audience to enrich themselves in nature, the literature past,
and to affect the progress of society. His emphasis is on self-culture and the American
destiny. He writes: "A nation of men will for the first time exist, because each
believes himself inspired by the Divine Soul which also inspires all
men."66
Where evangelicals referred to scripture,
the Transcendentalists actively turned to nature wishing to break with the shackles of the
past and to assert new direction. They saw God everywhere manifest in nature, the epiphany
of moral perfection and truth. In his "Nature" address, Emerson proclaims nature
is a symbol of ultimate reality. "I become a transparent eyeball; I am nothing; I see
all; the currents of the Universal Being circulate through me; I am part or parcel of
God." The ultimate reality underlying nature is symbolically illustrated by the
qualities of nature. He explains how this symbolism is manifest in all language. "Right
means straight; wrong means twisted. Spirit primarily means
wind;
transgression, the crossing of a line; supercilious, the raising
of the eyebrow." Elsewhere, he writes: "We make fables to hide the baldness
of the fact and conform it, as we say, to the higher law of the mind." For Emerson,
nature conforms to the "premonitions of Reason and reflect the
conscience."67
Thoreau sees a similar relationship
between nature and language as well. His analogies are not without their ethical
implications:
This termination cious adds force to a word like the lips of browsing creatures
which greedily collect what the jaw holds- -as in the word tenacious the first half
represents the jaw which holds the last the lips which collectIt can only be
pronounced by a certain opening & protruding of the lips so avariciousThese
words express the sense of their simple roots with the addition as it were of a certain
lip greediness. hence capacious & capacityemacity When these expressive words
are used the hearer gets something to chew upon.[sic] To be a seller with the tenacity
& firmness & of the jaws which hold & the greediness of the lips which
collect. The audacious man not only daresbut he greedily collects more danger to
dare. The avaricious man not only desires & satisfies his desirebut he collects
ever new browse in anticipation of his ever springing desireswhat is luscious is
especially tasted by the lips. The mastiff mouthed are tenacious. To be a
seller with mastiffmouthed tenacity of purposewith moose-lipped
greedinessTo be edacious & voracius is to be not nibbling & swallowing
merelybut eating & swallowing while the lips are greedily collecting more food.[sic]68
In
Walden, Thoreau writes:
"I awoke to an answered question, to Nature and daylight."69 Nature was the reality that he craved. The hound, bay horse,
and turtle dove that he tracks represent the esoteric qualities in nature. Walden Pond is
a place of magic, mystery, and wonder. Thoreau through his use of rich symbolism, wit, and
metaphor invites his readers to see the world through the writers eyes. His poetic
prose abounds in archetypal symbolism. Ponds represent the inner-depth of a man or a woman
depending on ones perspective. Mountains represent aspirations or the sublime;
rivers, stream of consciousness or time; the seasons, rebirth and renewal; and a seedling,
the wonders of creation. Pickerels, loons, moles, woodchucks, ants, minks, and muskrats
all take on qualities mythic in proportion. Nature is the home of Pan, the forest god, who
ranks high in Thoreaus pantheon. A place of wild men "who instinctively follow
other fashions and trust other authorities than their townsmen, and by their goings and
comings stitch towns together in parts where else they would be ripped." Thoreau compares himself with chanticleer
bragging on his roost if only to wake up his neighbors, and writes: "Moral reform is
the effort to throw off sleep."70 He
wants his readers to be conscious of the reality manifest in nature. He asks: "May we
not see God? . . . Is not nature, rightly read, that of which she is commonly taken to be
the symbol merely?" At the summit of Mount Ktaadn, rising high above the secluded
woods of Maine, Thoreau exclaimed: "What is this Titan that has possession of me?
Talk of mysteries!Think of our life in nature,daily to be shown matter, to
come in contact with it,rocks, trees, wind on our cheeks! The solid earth!
the actual world! the common sense! Contact! Contact! Who are
we? where are we?"71
Thoreaus experience of the sublime at the summit of Mt. Ktaadn indicates with
sufficient force his belief in the awesome presents of an ineffable something, God, in
nature. Perfection is not ultimate; existing in moments of becoming, it is derived
accordingly from consciousness. The belief that nature is symbolic of
higher spiritual lawsthat it reflects the inner-consciousness of an individual and
their consciencewas not confined solely to Transcendentalism. Channing expresses
similar views in his work, writing: "Scriptures continually borrow from nature and
social life illustrations and emblems of spiritual truth."72 Unitarians everywhere tended to exalt human nature over
sinfulness and many stressed conscience as an ethical imperative. In so doing, however,
they also cautioned against excess. Andrews Norton, Dexter Professor of Biblical
Literature at Harvard, was incensed by Emersons "Divinity" address and
with the light-handedness in which Transcendentalism generally viewed the Gospels.
Channing was more favorably inclined to the Transcendentalists and their view of nature
than his conservative counterparts, but most would not have disagreed with him when he
wrote: "I call that mind free which protects itself against the usurpations of
society, which does not cower to human opinion, which feels itself accountable to a higher
tribunal than mans, which respects a higher law than fashion, which respects itself
too much to be the slave or tool of the many or the few."73 Unitarian ministers such as Levi Fresbie, Henry Ware, and
James Walker continually stressed the importance of conscience.74 The Transcendentalists seem to have
accepted a Kantian imperative to judge the acceptability of moral action. The logic
dictates that men and women should will for themselves only those principles that can be
willed for all humanity. In 1843, Thoreau wrote of instances in which the "individual
genius" consents "with the universal" that is found in "the scripture
of all nations," and that "all expression of truth does at length take this deep
ethical form."75 He sees a
correspondence between the inner-most feelings of an individual to the universal laws of
scripture as indicating a profound empathy of the human race or, in Jungian terms, a
correlation between the collective unconscious and its archetypal symbols. The
Transcendentalists did not reject tradition altogether on this account. In fact, history
functioned as a corrective measure of their conscience theory. Because they accepted the
fixity of natural laws, that transcendental reason, "spiritual truths" and
"mathematic formulas," is the same in every individual at all times, they looked
to history to find the correlation between the ideas of the past and present, and their
universality. This explains not only Thoreaus fascination with the scripture of
several nations but with myth as well. Thoreaus
A Week on the Concord
and Merrimack Rivers has recently been recognized as a significant contribution to the
so-called "new views" controversy that arose within the Unitarian clergy when
Transcendentalism began to voice its dissatisfaction with the old
theology.76 Thoreau rejects historical Christianity and Church dogma but
not the universality or the applicability of scripture to moral concerns. He writes:
All nations love the same jests and tales, Jews, Christians, and Mahometans, and the
same translated suffice for all. All men are children, and of one family.
The hidden significance of these fables which is sometimes thought to have been
detected, the ethics running parallel to the poetry and history, are not so remarkable as
the readiness with which they may be made to express a variety of truths. . . . In the
mythus a super human intelligence uses the unconscious thoughts and dreams of men as its
hieroglyphics to address men unborn.
All the events which make the annals of the nations are but the shadows of our private
experiences. Suddenly and silently the eras which we call history awake and glimmer in us,
and there is room for Alexander and Hannibal to march and
conquer.77
History functions as a standard or as a reference point for
Transcendentalism. This is why Emerson wrote his "Representative Men," and why
Thoreau searched the annals of history for figures representative of his heroic ideal.
Emerson referred to Plato, Shakespeare, and Napoleon while Thoreau made reference to
Aristotle, Chaucer, and the heroic qualities of Cromwell and Raleigh. The book that produced the greatest stir
among Unitarians, especially those who later made the transition to Transcendentalism, was
Victor Cousins An Introduction to the Philosophy of History available by 1832
in America. Cousin argues all history can be combined into a single system known as
eclecticism. He gives an outline of the history of philosophy and its general effect by
describing his idea of the Useful, the Just, the Beautiful, the Godhead, and the
Reflection. The first relates to the physical sciences and political economy; the second
to civil society and jurisprudence; the third to art; the fourth to religion; and the
fifth to necessity. Humanity has debated these five ideas throughout history using
philosophy. Hence, he concludes: "Philosophy is the source of all
light."78
Cousin believes history follows a pattern
according to four prehistoric archetypal ideas: sensationism, idealism, skepticism, and
mysticism.79 Philosophy began in the
Eastin India, China, and Persiaas an abstract philosophy and continued to
develop as its influence spread westward. His position is not Eurocentric, however. He
writes: "History has no golden age."80
While he admits philosophy became more concentrated and concrete as it underwent further
development in the West, the earlier mythos of the East was retained. He finds truth,
equally, in all philosophy at all times. "Philosophy in the East," he writes,
"was, generally speaking, the reflected light of religion."81 Emerson and Thoreau were both particularly
moved by the story of Krishnas council to Arjuna, the reluctant warrior of the
Bhagavad-Gita. Cousin recounts the episode as one of sublime mystery. The warrior is told
that he must "fight the battle," otherwise he would fall into disgrace as a
coward. Krishna explains to Arjuna that "nothing exists but the eternal principle;
being, in itself. . . . We are compelled to do, but as if we did it not, and without
concerning ourselves about the result, interiorly motionless, with our eyes fixed
unceasingly upon the absolute principle which alone exists with a true
existence."82
Cousin supports the idea of individual
consciousnessthat individuals are conscious of their powers of reasonand
believes reason is independent of the individual and exists of its own accord. He does not
make a distinction between the faculties of Reason and Understanding, as Coleridge does,
but writes, "reason does not modify itself to suit our pleasure; we do not think as
we wish to think; our understanding is not free."83 Instead, he makes a distinction between, what he terms, the
me
and the not me. Kant in Cousins opinion led to skepticism; he so proposed
a solution by distinguishing between spontaneous and reflective reason.
"Reason," he writes, "is not subjective; what I call a subject, is
me;
it is person, liberty, will. Reason has not any characteristic mark of individual
personality, and of liberty. . . . Whoever said my truth your
truth?"84 For Cousin, reason differs little from what is commonly termed
the truth, which is fixed or absolute. Our capacity for understanding truth is, however,
limited and subjective. Cousins book influence the earliest
works of Transcendentalism, including Emersons "Nature," Theodore
Parkers "A Discourse of the Transient and Permanent in Christianity," and
Orestes Brownsons New Views of Christianity, Society, and the Church. Perry
Miller called Brownson the "self-appointed apostle" of Cousin in America. When
Thoreau took leave for a semester to teach in Canton, he stayed with
Brownson. Harvard records show Thoreau borrowed
Cousins Introduction to the History of Philosophy from the library of the
Institute of 1770 in June 1837 and renewed it again in July.85 In a June college essay entitled "Barbarities of
Civilized States," Thoreau uses the phrase not me in reference to
nature.86 He seems to have used the
distinction between the me and the not me as a distinction between
consciousness and conscience as well. In a sublime passage from Walden, he wrote:
"However intense my experience, I am conscious of the presence and criticism of a
part of me, which, as it were, is not a part of me, but spectator,
sharing no experience, but taking note of it; and that is no more I than it is
you."87 In his "Nature
Address," Emerson uses the not me phrase to denote nature, art, the body, and
all persons other than the self. It is not scriptural authority that
establishes truth, per se, but rather the universal forms that are suggested by scripture.
Cousin writes: "Faith cannot but be the consent of reason to that which reason
comprehends as true. This is the foundation of all faith. Take away the possibility of
knowing, and there remains nothing to believe; for the very root of faith is
removed."88 In
Walden, Thoreau
writes: "There is a certain class of unbelievers who sometimes ask me such questions
as, if I think that I can live on vegetable food alone; and to strike at the root of the
matter at oncefor the root is faithI am accustomed to answer such, that I can
live on board nails. If they cannot understand that, they cannot understand much that I
have to say."89 Whether it is a belief
in religious dogma or a belief in the absolute precepts of reason, in each case, the
keystone is faith, which is needed in order of consent. Thoreau and Emerson were not eclectic
philosophers in the strictest sense. Unlike Cousin, they never wanted to systematize
philosophy. They were enthusiastic about his approach to history and with its emphasis on
recurring archetypal symbols. Cousin essentially reaffirmed Kantian idealism within an
eclectic system that had some of the same tendencies and inclinations as those inherent to
Transcendentalism. Emerson had already been engaged in his own exhaustive study of
philosophy having read Locke, Hume, Stewart, and Coleridge as well as Plato and the Stoics
before he came to Cousin.90 The importance
of French Eclecticism to Transcendentalism was in its affirmation of consciousness and
conscience through archetypal symbols found in scripture, myth, and philosophy that recur
at all times and in all nations. Transcendentalism began as a reform
movement within the Unitarian Church. The Transcendentalists wanted to revive religious
sentiment outside the traditional conventions and dogma of the Church. When Emerson
asserted that the individual partakes in the divinity of God, he was not advocating the
perfectionism of Finney or Noyes. Instead, Emerson believes every individual has a
so-called "spark of divinity," but that this is realized by an acceptance of the
inner-self or "Oversoul," as he terms it, and not by an acceptance, per se, of
the Holy Spirit or Christ. Emersons belief, in this respect, is more akin to
Buddhism or Hinduism, which also stresses a belief in the divine perfection of the soul.
Using the language of Cousin, Emerson refers to the soul as the me and the body as
the not me. Evangelicals, and particularly Noyes, emphasized the material and
utilitarian qualities of perfectionism far more than did Emerson or Thoreau.
Orestes Brownson was probably the greatest
advocate of perfectionism among the Transcendentalists. He does not speak in terms of
overthrowing the "nation" as Noyes does, but rather of reexamining certain
principles. He writes:
Spiritualism and Materialism presupposes a necessary and original antithesis between
Spirit and Matter . . . This antithesis generates perpetual and universal war. It is
necessary then to remove it and harmonize, or unite the two terms. Now, if we conceive
Jesus as standing between Spirit and Matter, the representative of
bothGod-Manwhere both meet and lose their antithesis, laying a hand on each
and saying, Be one, as I and my father are one, thus sanctifying both and
marrying them in a mystic and holy union, we shall have his secret thought and the true
Idea of Christianity.91
By giving Spirit and Matter equal attention, Brownson believed an individual could
balance the competing elements and realize their true nature, which consists equally of
the two principles. Brownson, in fact, recognizes the proportional importance of the
subject and the object. In order to facilitate their balance, he bespeaks his rather
unorthodox plan of revising the Protestant work ethic and reversing the Biblical equation
of a week. Instead of one day, an individual should devote six days to reverencing God and
one day to work. Impractical or extravagant, perhaps, but Thoreau said as much in his
commencement address, writing:
Let men, true to their natures, cultivate the moral affections, lead manly and
independent lives; let them make riches the means and not the end of existence, and we
shall hear no more of the commercial spirit. The sea will not stagnate, the earth will be
green as ever, and the air as pure. This curious world which we inhabit is more wonderful
than it is convenient, more beautiful than it is usefulit is more to be admired and
enjoyed then, than used. The order of things should be somewhat reversed,the seventh
should be mans day of toil, wherein to earn his living by the sweat of his brow, and
the other six his sabbath of the affections and the soul, in which to range this
wide-spread garden, and drink in the soft influences and sublime revelations of
Nature.92
Notice, too, his subversion; Thoreau uses lowercase
sabbath and uppercase Nature.
The tone and emphasis that Brownson and Thoreau use are quit different from the sentiment
conveyed by Garrison and Noyes, and yet they give as good a picture as any as to how the
Transcendentalists believed society could be improved through self-culture.
To suppose that Thoreau relished in
languor would be to misjudge the man. He, in his 44 years, left behind a 2.5 million-word
journal, 3,000 pages of notes on the American Indian, a 354-page manuscript on
The
Dispersion of Seeds, a 631-page manuscript on Wild Fruits, more than 700 pages
of notes and charts on the natural history of Concord, and the Cape Cod,
Maine
Woods, and A Yankee in Canada manuscripts, and several essays, published or
otherwise, on literature, history, nature, and reform, et al., as well as A Week on the
Concord and Merrimack Rivers and Walden. These, his "sabbath" works,
are testimony to his fecundity. As for earning his living by the "sweat of his
brow," Thoreau was a land-surveyor, lecturer, freelance journalist, and a
manufacturer of pencils, which rivaled the best European imports. Because of their emphasis on the
individual, the Transcendentalists wanted some assurance, philosophically, that an
individual was capable of free moral judgment. They referred not to the Enlightenment
notion of reason based on intellection but to an intuitionism based on Kantian idealism
and explained in Coleridges Aids to Reflection. Coleridge was not the only
source for Transcendentalism, but his view illustrates well the kind of reasoning process
in which they themselves engaged. Some intellectual process was necessary if they were to
break with scriptural authority. The break was not necessarily complete, however, as the
Transcendentalists often referred to the Bible as well as the scripture of several nations
for universal notions of the Moral Law. They, no doubt, placed great emphasis on the
affections, but without subscribing to the same kind of emotionalism and religious fervor
that marked the Second Great Awakening. Nor was Transcendentalism predicated on a strict
belief in nonviolence as was Abolitionism under the tutelage of Garrison, but on
transcendent idealism, which found perhaps its greatest expression in Thoreaus rich
transcendental metaphor.
IV.
Early Thoreauvian Themes
(Back to Table of Contents) Wendell Glick writes of the consequence of
Thoreaus defense of Brown: "It meant that he was admitting that he had been
wrong in his life-long estimate of both man and the sort of universe in which he lived,
and that, in the final analysis expedients, and not principles,
were the determining agents in the governance of human affairs."93 Glick deduces his conclusion from the premise that Thoreau was
content to allow "natural forces," which are inherently omnipotent, good, and
universal, to decide the fate of slavery. Thoreau never recognized Browns raid as
one of expediency but one of principle. He favored Browns "cause." Nor did
he ever really advocate delay. As early as 1843, he wrote: "The true reformer does
not want time, nor money, nor cooperation, nor advice. What is time but the stuff delay is
made of?"94 Thoreau immediately
championed the historical, heroic, and natural import of the Harpers Ferry raid as
the embodiment of liberty and justice, a view that was eventually almost universally
recognized among Transcendentalists and Abolitionists alike, including Garrison. Thoreau did not remain aloof from the
practical cares of society. For example, while at Harvard, he participated in the
schools oldest debating society, the Institute of 1770. He was elected a member,
July 3, 1834, and participated in the debates over the next three years of his college
career with a good attendance record.95 His
involvement with the Institute connected him with the majority of his classmates and
illustrates his early commitment to debating contemporaneous issues. He had a reputation among his fellow
students as the man from Concord. In his "Class Book Autobiography," Thoreau
wrote: "To whatever quarter of the world I may wander, I shall deem it my good
fortune that I hail from Concord North Bridge."96 He was proud of the involvement of his town in the War for
Independence. Reportedly, Charles Theodore Russell once burst into Thoreaus dorm to
harass him and a newly arrived Concord freshman because of their town pride. The incident
was all in good fun; Russell was closely acquainted with Thoreau. Both were interested in
the revolutionary history of their towns and often debated the subject at the
club.97 North Bridge, as Emerson later wrote,
and Thoreau quotes him in A Week on the Concord and Merrimack Rivers, was the site
of "the shot heard round the world." Thoreau recorded his feelings after passing
beneath the bridge on his river journey.
Ah, t is in vain the peaceful din That wakes the ignoble town, Not thus did braver spirits win A patriots
renown.98
Thoreaus patriotism, his
"Concord pride," is often underestimated by those wishing to label him as a
pacifist. His essay "Walking" praises westward expansion and American manifest
destiny. He writes: "To Americans I hardly need to say, "Westward the star of empire takes
its way. As a true patriot, I should be ashamed to think that Adam in paradise was more favorably
situated on the whole than the backwoodsman in this country."99 His role as a reformer is also sometimes
underestimated. Shortly after graduation, Thoreau was elected five times to office in the
Concord Lyceum and from 1838 to 1839 served as Lyceum Secretary.100 He remained an active member of the lecture circuit for the
next twenty-three years of his life, which proved to be the cynosure of his lifetime
activity in all areas of reform. Like Emerson, Thoreau in his own right was a prodigious
lecturer. Glick suggests that as a young adult
Thoreau would not have supported John Browns raid because, in 1840, he made
"such assertions" with the "blandest confidence" as "the
strongest is always the least violent."101 Thoreau, no doubt, was essentially nonviolent. But he says
the strongest is "least violent," not nonviolent. This is clear when we consider
another quotation from his 1840 journal: "Let not ours be such nonresistance as the
chaff that rides before the gale."102
Moreover, most scholars recognize that he had an early fascination with war and soldiers
rather than an aversion for them, and it was only later that he toned down his language or
advocated passive resistance. Linck Johnson, in "Contexts of Bravery: Thoreaus
Revisions of The Service for a Week," for example, remarks that "the
idealized soldier of Thoreaus youthful dreams of glory had thus been superseded by a
grotesque, nightmarish figure conjured up by the injustices of the Mexican
War."103 The Peace Convention initiatives that
Garrison and Ballou spoke of were well known to Concordians. In 1841, the Concord Lyceum
records show that non-resistance was a hot topic. On the 13th and 27th
of January, the Lyceum held two successive debates on "Is It Ever Proper to Offer
Forcible Resistance."104 The 13th
shows Frost and Hoar argued the affirmative and Alcott the negative. On the 27th,
John and Henry Thoreau argued the affirmative and, again, Alcott the negative. Following
the debates a month later, Adin Ballou lectured on "Non-Resistance."
Thoreaus early writings show he did
not reject violence out of principle. One of his earliest biographers, Frank Sanborn, who
knew him personally, believed the "Service" was written, in part, as a response
to the tactics of the peace movement. While scholars have sometimes questioned the
accuracy of some of Sanborns claims, the evidence, here, supports the validity of
his particular assertion. Thoreau concluded the essay: "Of such sort, then, be our
crusade, which, while it inclines chiefly to the hearty good will and activity of war,
rather than the insincerity and sloth of peace . . . earnestly applying ourselves to the
campaign before us."105 Again, in his
1840 journal, Thoreau wrote: "I have a deep sympathy with war, it so apes the gait
and bearing of the soul."106 Thoreaus epistemology differed from
that of Garrison and Ballou. He believes religious certainty can be attained without a
strict adherence to the Gospels. The Transcendentalists go to great pains to show that
moral certainty is necessary because individuals have free will. The moral faculties are
cultivated through self-reliance, self- education, and intuitive apprehensions of reality.
Conscience is reliable. Individuals can increase the effectiveness of intuitionism by
observing the correspondence between nature, society, and the past. These assumptions were
based largely on Kantian Idealism and Coleridges distinction between the Reason and
the Understanding. Thoreau believes through faith, conjecture, and empirical evidence that
the idealism of Transcendentalism is not only representative of the ideal, the real world
as he believes, but the apparent or actual world as well. His political essays are
directed toward practical ends and are patterned on these same Transcendental ideals,
which are consistent throughout his political essays. In a college essay written in 1835
entitled "The Comparative Moral Policy of Severe and Mild Punishments," Thoreau
writes: "The end of all punishment is the welfare of the state,the good of
community at large,not the suffering of an individual." By taking the
end of
all punishment as his ideal, Thoreau wants to understand the means to realize the
ideal. He reasons the good of the individual is the good of society. In actual practice,
lawgivers often lose site of the ideal, considering what is merely expedient. "It
matters not to the lawgiver what a man deserves. . . ." In principle, the means
should be just. There is a "higher tribunal" than the civic
judge.107 He does not discount the possibility of there being
"some advantage" to severe punishment, however. He writes: "It would seem
then, that the welfare of society calls for a certain degree of severity; but this degree
must bear some proportion to the offence. If this distinction be lost sight of punishment
becomes unjust as well as uselesswe are not to act upon the principle, that crime is
to be prevented at any rate, cost what it may; this is obviously
erroneous."108 To Thoreau, accordingly, severe punishments do not always
discourage crime and in their severity may be unjust. The end of all punishment,
then, can never be attained through injustice. Justice is best served through peaceful
means as violence begets violence, and establishing the welfare of the individual or the
state through its continuance is impossible. As long as injustice persists it must be
resisted. In "Resistance to Civil Government," Thoreau writes of certain
instances in which "an individual, must do justice, cost what it may." In
college, he believed it was "erroneous" to assume that crime should be prevented
"cost what it may" because in so doing an injustice may result. He is concerned
with the preservation of justice above all in both cases, and elsewhere argues: "We
do all stand in the front ranks of the battle every moment of our lives; where there is a
brave man, there is the thickest of the fight, there the post of
honor."109 To do justice is to battle with injustice, armed or
otherwise, and in either case the hero willingly submits to its cause. By examining the past, Thoreau found
examples of virtuous action. His 1843 essay on "Sir Walter Raleigh" can serve as
an example. Thoreau writes of Raleigh: "He was a proper knight, a born cavalier, and
in the intervals of war betook himself still to the most vigorous arts of peace, though as
if diverted from his proper aim."110
Knighthood is a recurring theme in Thoreaus political essays, and still more, rather
a peculiar theme for a supposed pacifist. Thoreau writes: "Men claim for the ideal an
actual existence alsobut do not often expand the actual to the
ideal."111 Instead, they follow what is expedient. The hero expands the
actual to the ideal; he lives for its principle. Although the ideal may never materialize
in actuality, society may never be free from all punishments; the hero nevertheless
recognizes the reality and the inherent goodness of the ideal and strives toward its
fulfilment through intermediate goals resisting injustice. Nature and history illustrate the heroic
principle. In an 1851 journal entry Thoreau writes:
The story of Romulus & Remus being suckled by a wolf is not a mere fable; the
founders of every state which has risen to eminence have drawn their nourishment and vigor
from a similar source. It is because the children of the empire were not suckled by wolves
that they were conquered & displaced by the children of the northern forests who were. America is the she wolf today and the
children of exhausted Europe exposed on her uninhabited & savage shores are the
Romulus & Remus who having derived new life & vigor from her breast have founded a
new Rome in the West. It is remarkable how few passages
comparatively speaking there are in the best literature of the day which betray any
intimacy with nature.112
Thoreau reworks the fable illustrating a
spiritual truth. The hero above all
must show courage. His vigor is derived from nature. Not that geography is a determinate
factor in the growth and progress of a civilization, but individuals feasting at the
wellspring of life, so to speak, derive sustenance for new life, a beginning. Movement and
activity continually overturn static and sedentary habits. The primitive facilitates the
lofty; the hero is their relationship. He writes: "Bravery and Cowardice are kindred
correlatives with Knowledge and Ignorance Light and DarknessGood and
Evil."113
In Thoreaus estimation, truth is
absolute insofar as it derives its meaning from the principle of change. Truth for him is
a verb and consists of relationships. As he wanted to find a balanced approach to severe
and mild punishments, so also he wanted a balanced life overall. His diet was almost
exclusively vegetarian, but he sometimes ate flesh. He almost never drank alcohol, tea, or
coffee, but he had been known, on occasion, to have drunk fermented cider. He says he is
"naturally no hermit, but might possibly sit out the sturdiest frequenter of the
bar-room," if his business called him thither. As a naturalist he never shot his
specimens, yet as a boy he owned a fowling piece and enjoyed sport, although he says if he
were to live in the wilderness he "should again be tempted to become a fisher and
hunter in earnest." He compares the individual in youth to a voracious caterpillar
and in adulthood to the transformed butterfly, whose diet is significantly less ravenous.
While his habits were chaste and temperate, he found in himself "an instinct toward a
higher, or, as it is named, spiritual life, as do most men, and another toward a primitive
rank and savage one." And, he wrote: "I reverence them
both."114 Thoreaus habits are consistent with
Western ascetic practice and the literature of the past. Socrates was temperate, yet, he
too, reportedly, could "sit out" the sturdiest Athenian. Thoreau is not
ascetically austere. He is sympathetic about human foibles and chooses for himself the
path of moderation. Virtue must coexist and harmonize with and consist of the higher and
lower laws of his nature. Equanimity cannot be sacrificed for one virtue over another
without detriment to both. The savage quality that produced Sparta, Rome, and
America was active and vigorous. As Platos Republic recommends gymnastics to
cultivate vigor and music, the sensibilities, so too, Thoreau seeks to cultivate his lower
and higher natures. He believes that "the brave warrior must have harmony if not
melody at any sacrifice," and writes: "Ever since Jerico fell down before a
blast of rams horns, the martial and musical have gone hand in hand. If the
soldier marches to the sack of a town he must be preceded by drum and trumpet, which shall
identify his cause with the accordant universe."115 Reform movements were well established in
America by 1837, the year Thoreau graduated from college. Garrisons Abolition
movement had gained national recognition along with Manns educational reforms and
Beechers temperance movement. Robert Owen had founded New Harmony in Indiana in 1825
based on the socialistic teachings of Charles Fourier. The decade of the 1840's witnessed
the growth of similar collective organizations. George Ripley organized his voluntary
association, Brook Farm, in 1841 desiring an intellectual retreat that combined work and
study; Adin Ballou organized his Hopedale community in 1842; while Bronson Alcott and
Charles Lane moved their two families to Harvard, Massachusetts, in 1843 founding
Fruitlands. Thoreau began lecturing at the Concord
Lyceum almost immediately. His essays soon appeared in periodicals and newspapers in
Boston and New York. The earliest of his essays appeared more frequently in the
Dial,
a Transcendental periodical edited by Margaret Fuller, than any other. Fuller was,
perhaps, the most prodigious intellect among the Transcendentalists. Her unmatched
erudition of Goethe gained both the respect and admiration of Emerson and Thoreau. She and
Thoreau had somewhat of a rocky relationship, however. Unabashed, she often criticized his
work, especially his poetry, but never his literary merit. When reportedly asked if they
were to be married, Thoreau replied: "No, in the first place Margaret Fuller is not
fool enough to marry me; and second, I am not fool enough to marry her." Walter
Harding who reports the rumored incident suggests that Emerson was "nearer the truth
when he jokingly called Thoreau Margarets enemy and tried to assure her
that Thoreaus perennial threatening attitude was his natural
relation and not something he assumed in her presence alone."116 Emerson later wrote of Thoreau:
"There was somewhat military in his nature not to be subdued, always manly and able,
but rarely tender, as if he did not feel himself in except in opposition."117 Such comments, while they do suggest an important side of
Thoreaus character, should not be taken too literally. As Harding suggests, Emerson
played up to this side of Thoreau, often "jokingly." Upon Thoreaus death,
Emerson wrote: "The country knows not yet, or in the least part, how great a son it
has lost."118 Thoreaus friends
remembered him fondly, believing his kind regard for his neighbors as well as for humanity
superseded his brashness. Edward Waldo Emerson, son of Ralph Emerson, wrote:
I can remember Mr. Thoreau as early as I can remember anybody excepting my parents, my
sisters, and my nurse. He had the run of our house, and on two occasions was man of the
house during my fathers long absences. He was to us children the best kind of an
older brother. He soon became the guide and companion of our early expeditions afield, and
later, the advisor of our first camping trips. I watched with him one of the last days of
his life, when I was about seventeen years old.
In writing his biography of Thoreau, Edward wished to show "that Thoreau, though
brusque on occasions, was refined, courteous, kind and humane; that he had a religion and
lived up to it."119 He was responding
to critics who had charged Thoreau with being a hermit, uninterested in society, a
curmudgeon, or a fanatical crank. While sentimental, the work does offer a first-hand
account of another side of Thoreau that deserves equal consideration. In 1843, Thoreau published a review of J.
A. Etzlers book, The Paradise Within the Reach of All Men, Without Labour, by
Powers of Nature and Machinery: An Address to All Intelligent Men. The piece
appeared in the Democratic Review. Etzler wrote:
Fellow men! I promise to show the means of creating a paradise within ten years, where
everything desirable for human life may be had by every man in superabundance, without
labor, and without pay; where the whole face of nature shall be changed into the most
beautiful forms, and man may live in the most magnificent palaces, in all imaginable
refinements of luxury, and in the most delightful gardens. . . . Mankind
may thus live in and enjoy a new world, far superior to the present, and raise themselves
far higher in the scale of being.120
Etzler explained that humanity could achieve all this using natural resources. He
wanted to revolutionize agriculture, harness the power of wind, falling water, tides, and
waves. He believed solar energy could be harnessed to produce steam using mirrors. The
architecture in the new society would consist of buildings 200 feet high, or twenty
stories. Thoreau deduces certain benefits inherent
in Etzlers plan. For example, the idea that mechanical systems could eliminate much
of the need for animal power pleases him. He also accepts the notion of continued material
progress and its inevitability. "Or, perchance, coming generations will not abide the
dissolution of the globe, but, availing themselves of future inventions in aerial
locomotion, and the navigation of space, the entire race may migrate from earth, to settle
some vacant and more western planet. . . . Do we not see in the firmament the lights
carried along the shore by night, as Columbus did? Let us not despair or
mutiny."121 Thoreau did not fault Etzlers book
or its vision but that it aimed to "secure the greatest degree of gross comfort
merely." He writes:
Love is the wind, the tide, the waves, the sunshine. Its power is incalculable; it is
many horsepower. It never ceases, it never slacks; it can move the globe without a resting
place; it can warm without fire; it can feed without meat; it can clothe without garments;
it can shelter without roof; it can make a paradise within which will dispense with a
paradise without. But though the wisest men in all ages have labored to publish this
force, and every human heart is, sooner or later, more or less, made to feel it, yet how
little is actually applied to social ends.122
Love was as important a principle for Thoreau as were justice and temperance. He did
not disavow material progress, only so long as it did not conflict with virtue, or
spiritual progress. These virtues are inherent to the individual and must, therefore, be
cultivated individually. "Alas!" he says, "this is the crying sin of the
age, this want of faith in the prevalence of a man. Nothing can be effected but by one
man. He who wants help wants everything. True, this is the condition of our weakness, but
it can never be the means of our recovery. We must first succeed alone, that we may enjoy
our success together."123 Thoreau emphasizes the need for
conscientious awareness to his audiences. He does not limit his praise of heroes to ages
gone by but seeks out the virtuous in the present. Garrison believed it was necessary to
organize to defeat slavery. Thoreau was not so sure. He believed the individual voice, one
crying out alone in the wilderness, was enough to usher in a new age, the defeat of
chattel slavery. Such a one as this caught his attention. Nathaniel P. Rogers distrusted
urbanity, sophistication, politics, clergymen, and organization. He left a lucrative law
practice for the cause of emancipation and became the editor of a New Hampshire weekly,
Herald
of Freedom. Within Garrisons anti-slavery organization, he became the chief
prophet of Come-Outerism, a movement that stressed the abandonment, or "coming
out," of corrupt churches, an idea as old as the Reformation itself. Rogers detested
the semantics of moral suasion: "Tell the truth. Let everybody tell it& in
their own way. And if they transcend proprietytell them so & if they
wont conform, let them go unconformed. Thats my sort of moral suasion. Any
thing short of it is war."124 In 1843 and 1844, Rogers was at odds with
Garrison and came to favor disorganization. He had discovered defalcations within the
treasuries and the budgets of the organization and suggested that anti-slavery lecturers
should from then on support themselves as Buddhist mendicants with begging
bowls.125 Thoreau defends Rogers plea for disorganization
against political expediency in an article published in the Dial in April of 1844.
He calls Rogers "wide awake" and praises him for raising the anti-slavery
"war-whoop" in New Hampshire. He writes: "We do not know of another notable
and public instance of such pure, youthful, and hearty indignation at all wrong. The
Church itself must love it, if it have any heart, though he is said to have dealt rudely
with its sanctity." Also, Rogers occupies an "honorable and manly position. .
." and "unlike most reformers, his feet are still where they should be, on the
turf . . . he looks out from a serener natural life into the turbid arena of
politics."126 Shortly after defending Rogers against
attacks from Garrison, Thoreau came to the aid of Emerson in a long running free-speech
debate that had gripped the town of Concord. Emerson planned to deliver an anniversary
address on "Emancipation in the British West Indies." The local clergy had
refused to hold any meetings concerning slavery. Thoreau rang the courthouse bell to
announce Emersons intentions to speak. Emerson told his townspeople: "I doubt
not that sometimes, a despairing negro, when jumping over the ships sides to escape
from the white devils who surrounded him, has believed there was no vindication of right;
it is horrible to think of, but it seemed so."127 Emerson used the occasion to argue that in America, too, the
end of institutionalized slavery must come to pass. Its citizenry may have been
indifferent to slavery, but "those moments are past." He feels America must
follow Britains lead against slavery. Because Thoreau was elected five times to
the governing board of the Concord Lyceum, he was much involved with the question of free
speech. When they invited Wendell Phillips to the Lyceum to address the audience in
Concord, conservatives fought back. Thoreau defended his right to speak. In a letter to
Garrisons anti-slavery standard, the Liberator, Thoreau reported
Phillips speech. Glick, however, believes Thoreaus
championing of Phillips as well as Rogers is an indication of his further involvement with
radical Abolitionism. It is true that by 1844-1845 Thoreau had become steadily involved
with issues concerning emancipation. Since graduation, he had been weighing the arguments
of the New England Non-resistance Society and those of Abolitionism in general. His
immediate involvement with the Lyceum made this inevitable. Thoreau praised Rogers for his
individualism, his bravery, and his conscientiousness, but not for his association with
Abolitionism. In fact, it was Rogers stance against organization that so moved him. The same themes that characterize
Thoreaus earliest essays are extant in his 1845 report, "Wendell Phillips
Before Concord Lyceum." Thoreau continually questioned the integrity of institutions,
particularly the Church and State, and as the slavery controversy escalated and the threat
of war with Mexico materialized into a fact, his denunciations of these outstripped his
earlier complaisant temperament. He continually found himself moored at the murky shores
of conflict as the tide of anti-slavery sentiment rose and the clouds of war grew ominous,
his eyes ever intent on the beacon of light. He praises Phillips for his virtue: his
consistency, frankness, conscientiousness, and "soldierlike steadiness," which
give him "natural oratory" so that his "audience might detect a sort of
moral principle and integrity. . . ." As virtue belongs to the individual, Thoreau
reasons the precedency of the individual over the transitoriness of institutions. "It
was the speakers aim to show what the State, and above all the church, had to do,
and now, alas! Have done, with Texas and slavery, and how much, on the other hand, the
individual should have to do with church and state."128 Thoreau lauds Phillips plucky integrity and expresses
his wish that Phillips should be heard against the backdrop of timorous public opinion,
which "cannot drive him." Thoreau writes: "He stands so distinctly, so
firmly, and so effectively alone, and one honest man is so much more than a
host.
. . ."129 As the slavery controversy escalated,
Thoreau found examples of heroism in his own time, a heroism that he felt was essential to
the soundness of human affairs. Thoreau praised Rogers, Emerson, and now Phillips for
their individual bravery fronting adversity. Concluding his report to the Liberator,
Thoreau wrote of Phillips:
If you know of any champion in the ranks of his opponents who has the valor and
courtesy even of paynim chivalry, if not the Christian graces and refinement of this
knight, you will do us a service by directing him to these fields forthwith, where the
lists are now open, and he shall be hospitably entertained. For as yet the Red-cross
knight has shown us only the gallant device upon his shield, and his admirable command of
his steed, prancing and curvetting in the empty lists; but we wait to see who, in the
actual breaking of lances, will come tumbling upon the plain.130
Metaphorical as this passage is, Thoreau praises Phillips for his "paynim"
courage, his heathenism or what Emerson might call "unhandselled savage nature."
By the "actual breaking of lances," Thoreau does not mean to suggest an
advocation of passive resistance; no, this imagery is of medieval crusaders. It is also
Homeric, somewhat suggestive of the Scamander Plain. Thoreau wrote in Walden:
"No wonder that Alexander carried the Iliad with him on his expeditions in a precious
casket."131 While these passages may
not be read as an outright sanction of violent resistance, Thoreaus violent imagery
is undeniable. After his defense of Rogers, Thoreau made
what has been deemed his retreat from society. Thoreau took up occupancy at Walden Pond
during the presidency of Polk, July 4, 1845. He later admitted that "it is difficult
to begin without borrowing."132 As
such, he had borrowed Alcotts axe, Emersons wood lot, and the help of his
neighbors for his house raising. Their assistance and their interest in his enterprise
were essential. After the initial community involvement, Thoreau had to console himself
with the bravery of minks and muskrats if his so-called community of one was to survive. While at Walden, Thoreau lived a little
more than a mile from his nearest neighbor. His retreat was not total nor entirely
solitary. He still made frequent trips to town to visit friends and relatives, and much to
the fancy of some critics, occasionally ate a cookie or two at his mothers house.
Walden served as his residency, a place of self-study, and above all as a writers
retreat. He continued to publish essays and kept in touch with literary contacts such as
Horace Greeley in New York. He also continued frequent excursions into the countryside and
embarked on his first excursion to the Maine woods. Life at Walden was not without its
incidences. Thoreau occasionally harbored fugitive slaves, and once held a meeting for the
Concord Womens Anti-slavery Society as he indirectly mentions in Walden
having once housed twenty-five to thirty people under his roof. On going to the woods, he
conceded that "we all belong to the community."133 And yet, he would not have anyone adopt his "mode of
living." Moreover, three significant things happened while Thoreau was at Walden
Pond. He began work on A Week on the Concord and Merrimack Rivers; he wrote the
preliminary passages of Walden; and he was arrested for non-payment of his poll tax
and spent a night in the Concord jail. A Week contains the rudiments of
Thoreaus social philosophy. It is a hard nut to crack; yet its tough outer flesh
yields a rich transcendental inner core ripe with universal meaning. Link Johnson called
it Thoreaus "complex weave." As with Walden, its meaning flowers
forth ever anew with increasing force on each successive reading. Thoreau makes clear at
the outset of the description of his river journey that Concord is "a port of entry
and departure for the bodies as well as the souls of men; one shore at least exempted from
all duties but such as an honest man will gladly discharge."134 He compares the Concord river to the Nile and Euphrates and
remarks of their kindred age. On one level,
A Week is a memorial
to Thoreaus friendship with his brother John, who died of tuberculosis in 1842
shortly after the river journey. It is a story of life and death as well, or it is
correlatively associated with the history of New England and the history of the world, its
longings, musings, and remembrances. "The characteristics and pursuits of various
ages and races of men are always existing in epitome in every neighborhood."135 Digressions within the story are no longer seen as
digressions when the reader willingly leaves the ebb and flow of the river journey,
recognizing the ideal realm as well, for the stream of consciousness. A Week aims at what is universal in
history: language, myth, virtue, beauty, goodness, poetry, art, music, and the integrity
of the individual. As a contribution to the reaction of Transcendentalism to Unitarianism
and organized religion overall, Thoreau argues that, because these things are universal to
the human soul, it is through the individual that they are to be expressed. "What was
the excitement of the Delphic priests," he asks, "compared with the calm wisdom
of Socrates?"136 In the Sunday chapter, Thoreau questions
the integrity of the Church. He quotes various passages from the New Testament. "Seek
first the kingdom of heaven." "Lay not up for yourselves treasures on
earth." "If thou wilt be perfect, go and sell that thou hast, and give to the
poor, and thou shalt have treasure in heaven." "For what is a man profited, if
he shall gain the whole world, and lose his own soul?" Or, "What shall a man
give in exchange for his soul?" He goes on to remonstrate:
Think of repeating these things to a New England audience! thirdly, fourthly,
fifteenthly, till there are three barrels of sermons! Who, without cant, can read them
aloud? Who, without cant, can hear them, and not go out of the meeting-house? They never
were
read, they never were heard. Let but one of these sentences be rightly read from
any pulpit in the land, and there would not be left one stone of that meeting-house upon
another.137
His pronounced criticism of hypocrisy was provocative. James Russell Lowell rebuked
Thoreau in the Massachusetts Quarterly Review: "We were bid to a river-party,
not to be preached at."138 Yet unlike
some of his contemporaries, Thoreau, while although believing in the moral regenerative
powers of language, produced no systematic moral philosophy as did the Academic
Orthodoxy.139 Where Garrison and Ballou
referred to the Golden Rule as their guiding light, Thoreau wrote: "An honest man
would have but little occasion for it. It is golden not to have any rule at all in such a
case."140 His work does not digress into
solipsism, however, nor is it overtly pantheistic. He looks rather for correspondences
between what he finds in himself and what he observes in nature and tries to see if these
do not somehow relate to what is universal in history as well as to the present condition
of his society. Virtue is not to be found in dead
institutions of the past nor in the institutions of the present but, instead, within the
individual. If institutions, only, and not individuals, represent virtue, then, as Thoreau
believes, virtue is dead: "Even virtue is no longer virtue if it be stagnant. A
mans life should be constantly as fresh as this river. It should be the same
channel, but new water every instant."141
In the Monday chapter, rather than
advocating egotism, Thoreau says "humility is still a very human virtue." He
then gives a succinct definition on the role of conscience in deciding moral questions:
I must conclude that Conscience, if that be the name of it, was not given
us for no purpose, or for a hindrance. However flattering order and experience may look,
it is but the repose of a lethargy, and we will choose rather to be awake, though it be
stormy, and maintain ourselves on this earth and in this life, as we may, without signing
our death-warrant. Let us see if we cannot stay here where He has put us, on his own
conditions. Does not his law reach as far as his light? The expedients of nations clash
with one another only the absolutely right is expedient for
all.142
He elsewhere adds, rather abstractly: "The conscience really does not, and ought
not to, monopolize the whole of our lives, any more than the heart or the
head."143 Again, Thoreau never resolves anything into a single
principle. It is always his intention to look at relationships. He strives to balance
competing principles, to harmonize them, and to have the ideal reflect the actual, looking
for a more real, less artificial sense of reality. He is a little less critical of
Christianity in this chapter, comparing its advantages and disadvantages to those of
Hinduism. Those who would like to label Thoreau as a radical will find some interesting
views of his on what he himself labeled as conservative and liberal virtues. He calls
Christ the "prince of Reformers and Radicals," and writes: "Christianity .
. . is humane, practical, and, in a large sense, radical." He cherishes both the
scriptures of Christianity and those of Hinduism. "The New Testament is remarkable
for its pure morality; the best of the Hindoo Scripture, for its pure
intellectuality." He praises Christianity for its practical teachings and its
willingness to confront evil. In so doing, Thoreau then goes on clearly to illustrate,
specifically, that in 1849 he did not reject the idea of forcible resistance. He writes of
Hinduism:
It is not always sound sense in practice. The Brahman never proposes courageously to
assault evil, but patiently to starve it out. His active faculties are paralyzed by the
idea of caste, of impassable limits, of destiny, and the tyranny of time. Kreeshnas
argument, it must be allowed, is defective. No sufficient reason is given why Arjoon
should fight. . . . The Brahmans virtue consists not in doing right, but arbitrary
things. . . . It is in fact a defense of the institution of
caste. . . .
144
While Thoreaus lavish praise of the
Bhagavad Gita is well known, clearly
Krishnas argument does not satisfy his understanding of the central necessity of
fighting. "No sufficient reason is given why Arjoon should fight."
Krishnas argument is defective because assaulting evil is sometimes necessary, which
the Brahman never proposes to do. Thoreau writes: "There is such a thing as caste,
even in the West; but it is comparatively faint. It is conservatism here. It says forsake
not your calling, outrage no institution, use no violence, rend no bonds. The State is thy
parent. Its virtue or manhood is wholly filial." Nor does he accept the idea of
passively waiting to "starve out" injustice and writes: "Thank God, no
Hindoo tyranny prevailed at the framing of the world, but we are freemen of the universe,
and not sentenced to any caste."145 Thoreau toned down his use of military
metaphors in A Week as Linck Johnson explains in "Context of Bravery,"
but he did not dispense with military imagery altogether. He writes of a soldier without
"casting any suspicion on his honor and real bravery in the field." He still
admires paynim courage and heathenish integrity. "Inside the civilized man stands the
savage still in the place of honor." And there are still references to battles:
"Where a battle has been fought, you will find bones of men and beasts; where a
battle is being fought, there are hearts beating." He looks for the hero in his midst
with disappointment: "But generally speaking, the land is now, at any rate, very
barren of men, and we doubt if there are as many hundreds as we read of. It may be that we
stood too near."146
V.
Later Thoreauvian Themes
(Back to Table of Contents) As often opportunity presents itself,
Thoreau hoisted his banner. On January 26, 1848, Bronson Alcott wrote in his journal:
"Heard Thoreaus lecture before the Lyceum on the relation of the individual to
the Statean admirable statement of the rights of the individual to self-government,
and an attentive audience."147
Thoreau followed the lead of Alcott and Charles Lane, when, in 1843, he stopped paying his
poll tax in protest of slavery. One afternoon, near the end of his second summer at
Walden, Thoreau, on his way to the cobblers shop, was arrested by Concord constable
Sam Staples. Alcotts journal refers to Thoreaus 1848 lecture resulting from
his arrest entitled "The Rights and Duties of the Individual in Relation to
Government," published a year later in Elizabeth Peabodys Aesthetic Papers
as
"Resistance to Civil Government." Thoreau gave the lecture twice in early
1848 at the same time as Adin Ballous book on Christian Non-Resistance was
reviewed by the Christian Examiner. Ballou advocated passive resistance against
institutionalized, government sanctioned, chattel slavery. He recognized the nefarious
injustice of his government, that it sanctioned slavery and war was enough to establish
this fact in his own mind, being contrary to his avowed Christian ethic. The book, while
recognized as an exemplary work by notable pacifists such as Leo Tolstoy, was ignored by
Thoreau, who simply would not have accepted its fundamental arguments. Noting the
governments role in the egregious institution, Ballou wrote:
And yet, notwithstanding all this, I must be a member of the national organization, who
are bound by this political creed and covenant. I must be a voter. I must vote for the
President of the United States to be "commander in chief of our army and navy."
I must agree to have him put under oath, faithfully to execute this office. I must myself
be ready to accept of this, that and the other office, prefaced by an
obligation to support the entire Constitution, war, slavery and all, as the SUPREME
LAW of the land!" And if IDOLATRY were a fundamental prescription of the compact, I
must support that too!148
He echoed Garrisons "Declaration of Sentiments" address, which declared
similarly: "We shall submit to every ordinance of man, for the Lords sake; obey
all the requirements of government, except such as we deem contrary to the commands of the
gospel; and in no wise resist the operation of law, except by meekly submitting to the
penalty of disobedience.149
"Resistance to Civil Government"
differs from Ballous book in tone, temperament, and suggested course of action. In
the past, Thoreau had come to the aid of several speakers in Concord favoring the free
discussion of slavery. Now he championed the freedom of self-expression. He always
believed non-resistance should have an edge. When in the course of time a government
ceases to represent the welfare of society, he believes it is the individuals right,
and sometimes their duty, to resist heroically, rather than cravenly submit to its
injustice. As Alcott aptly suggests, Thoreaus
essay is a treatise on self-government, but also germinating from the Transcendental
concept of self-culture. The essay advances the third proposition of Emersons
"American Scholar" address. Individuals not only should enrich themselves in the
literature of the past and in nature but also in affecting the progress of society.
Thoreau takes this to its ideological conclusion.
I HEARTILY accept the motto,"That government is best which governs
least"; and I should like to see it acted up to more rapidly and systematically.
Carried out, it finally amounts to this, which also I believe,"That government
is best which governs not at all"; and when men are prepared for it, that will be the
kind of government which they will have.150
Simply a continuation of his earliest themes, he calls not for no government but for
virtuous self-government. Thoreau says he cannot be "forced" by society to
conform, only by those who "obey a higher law" than he. Giving a Transcendental
metaphor, he writes: "I perceive that, when an acorn and a chestnut fall side by
side, the one does not remain inert to make way for the other, but both obey their own
laws, and spring and grow and flourish as best they can, till one, perchance, overshadows
and destroys the other. If a plant cannot live according to its nature, it dies; and so a
man."151 In reading the
Bhagavad Gita,
Thoreau recognized what he believed was a fundamental defect in Krishnas argument.
Because "no sufficient reason"is given for the necessity of why Arjuna should
fight and because Brahmanic virtue "consists not in doing right, but arbitrary
things," Thoreau concludes that inactive virtue is not virtuous but, in fact, in this
case, "a defense" of the caste system. Without discounting altogether the need
for severe and mild punishments, he had earlier reasoned that the end of all punishment
would be the good of society. Within his seemingly recondite social philosophy there is
simplicity. Given the premise that the human mind is not tabula rasa, that human
beings are not merely malleable, but are complex organic organisms, Thoreau reasons that
social progress is facilitated by individual self-culture first, and institutions
secondly. In an 1844 lecture, "Reform and Reformers," he wrote:
There is no objection to action in
societies or communities when it is the individual using the society as his instrument,
rather than the society using the individual. . . . In every society there is or was at least
one individual, its founder and leader, who did not belong to it, but who imparted to it
whatever life and efficiency it had, and sad indeed is the condition of that society, and
it is the condition of most, which is deprived of its headand soulfor the
members can still vote,and as it were by force of galvanism, a spasmodic action be
kept up in the body, and men call it life, and expect virtue and character from senseless
nerves and muscles.152
He by no means objects to the ideals of
the Non-resistance Society, but being a practical idealist, recognizes the necessity of
definitive individual action and sacrifice, sometimes force. In "Resistance to Civil
Government," he almost immediately alludes to the Society, stating that there are
"objections" against a "standing army, and they are many and weighty, and
deserve to prevail. . . ." This he particularly objects to as a standing army is
often used by a few unscrupulous men wishing to further their own unjust enterprises.
"Witness the present Mexican war," he says. While he deliberately criticizes the
war, we should note, Thoreau stopped paying his taxes before the eruption of conflict with
Mexico in protest of slavery, not war. Without casting suspicion on the majority,
Thoreau is sure it is they who have kept the country free, who are the educators, and who
have settled the West: "The character inherent in the American people has done all
that has been accomplished. . . ."153 He is optimistic, cherishing the integrity of the
individuals who compose the citizenry: "But, to speak practically and as a citizen,
unlike those who call themselves no government men, I ask for, not at once no government,
but at once a better government." Desiring to be a good citizen, Thoreau
always paid the highway tax, and as for "supporting schools," he says he is
doing his part to educate his "fellow countrymen now."154 Governments, particularly in a democracy,
need the consent of the people in order to function. Refusal to pay taxes, if carried out
by a majority, could have serious consequences for a government. Therein lies one aspect
of a potentially dangerous campaign. Thoreau does not address the problems that would be
associated with civil disobedience on an expanded scale, whereas Gandhi gives this
considerable attention. Confined, instead, to the theme of his own individual resistance
against the civil authorities, his essay avoids discussing it wholly in terms of a
national collective movement. Although, he does entreat conscientious citizens and
abolitionists alike to follow his example. "If a thousand men were not to pay their
tax-bills this year, that would not be a violent and bloody measure, as it would be to pay
them, and enable the State to commit violence and shed innocent blood. This is, in
fact," he says, "the definition of a peaceable revolution," and adds,
"if any such is possible."155 He
would much rather discuss his own individual experience and in his own characteristic
style writes: "I know this well, that if one thousand, if one hundred, if ten men
whom I could name,if ten honest men only,aye, if one HONEST
man,
in this State of Massachusetts, ceasing to hold slaves, were actually to withdraw
from this copartnership, and be locked up in the county jail therefor, it would be the
abolition of slavery in America."156
His intended hyperbolic response is meant literally, ideally, as Thoreau truly believes
the power of virtue influences the good of society: "For it matters not how small the
beginning may seem to be: what is once well done is done for ever." The truth of his
statement can be observed in the subsequent effect of his essay in the twentieth century. With the individual as the foundation of
society, and as the essential necessary component for social progress, Thoreau also
argues: All are peaceably inclined. He objects not so much to the fact that men go
off to war, but that they go against their own will and conscience:
A common and natural result of an undue respect for law is, that you may see a file of
soldiers, colonel, captain, corporal, privates, powder-monkeys and all, marching in
admirable order over hill and dale to the wars, against their wills, aye, against their
common sense and consciences, which makes it very steep marching indeed, and produces a
palpitation of the heart. They have no doubt that it is a damnable business in which they
are concerned; they are all peaceably inclined.157
Individuals, as Thoreau trenchantly perceived in himself, have a tendency toward a
higher and a lower nature. Unaware of their higher natures, individuals often have an
"undue respect for law." They resign their consciences to expediency. "Must
the citizen ever for a moment, or in the least degree, resign his conscience to the
legislator? Why has every man a conscience, then?" Fleeting thoughts pass through our
consciousness and are often dismissed as flights of fancy. As Emerson wrote: "In
every work of genius we recognize our own rejected thoughts: they come back to us with a
certain alienated majesty."158
Citizens resign their consciences to legislators and, thus, serve the state "not as
men mainly, but as machines, with their bodies. They are the standing army, and the
militia, jailers, constables, posse comitatus, &c."159 Thoreau complains that in "most cases there is no free
exercise," of what he terms, "the judgement" or "the moral
sense." The implementation of which is not predicated on an assumption of nonviolent
resistance but on the "free exercise" of the moral faculty. He particularly objects to a system based
on exponential morality when citing William Paleys Evidences of Christianity
in "Resistance to Civil Government" and specifically its chapter on "The
Duty of Submission to Civil Government." Paley explains his doctrine as follows:
"This principle being admitted, the justice of every particular case of
resistance is reduced to a computation of the quantity of the danger and grievance on the
one side and of the probability and expense of redressing it on the
other."160 Thoreau rejects Paleys argument in cases where the
"rule of expediency does not apply, in which a people, as well as an individual, must
do justice, cost what it may." He gives an example of a case where he himself might
have to suffer injury: "If I have unjustly wrested a plank from a drowning man, I
must restore it to him though I drown myself." Furthermore, doing justice,
cost
what it may, also contains an implicit sanction of forcible resistance. And given the
evidence in A Week, Thoreaus citation of Krishnas "defective
argument," the inference is wholly tenable. He does not formalize moral decision
making, nor suggest that his is the only way. Holding slaves and the war with
Mexico for the acquisition of new territory and the expansion of slavery are unjust
enterprises as he so believed. Because of this injustice, Thoreau resists the
governments support of slavery and the war. In Walden, he wrote: "It is
true, I might have resisted forcibly with more or less effect, might have run
amok against society; but I preferred that society should run amok
against me, it being the desperate party."161
As before mentioned, he believed "the strongest is always the least violent,"
and as such, preferred peaceful to forcible resistancea preference he would always
try to maintain without, however, discounting the possible necessity of force in instances
where justice must be done cost what it may. By refusing to pay his taxes, Thoreau
believed he was acting according to the higher law. Such refusal was not an anarchic deed
but an imperatively heroic expression intended as an appeal to conscience necessary for
the preservation of justice. His individual act was one of non-compliance and
non-cooperation but intended to awaken legislators to their own unlawful participation in
perpetuating slavery. In his lecture and subsequent essay on "Resistance to Civil
Government," Thoreau makes a similar appeal to conscience, an appeal to mass
consciousness. While he recognized the virtues of the American people, he criticized them
for not following their consciences: "Can there not be a government in which
majorities do not virtually decide right and wrong, but conscience?in which
majorities decide only those questions to which the rule of expediency is
applicable?"162 The majority resigns their consciences, instead, even in
such cases when the governments despotic perpetration of injustice, in this case,
slavery, is so great as to be almost universally recognized as inequitable, if not,
unjust. In this particular case, Thoreau believed he himself constituted a majority of
one. "Resistance to Civil Government"
follows Antigones maxim that there is a higher law than that of the State. Torn
between her loyalties to the State and her religious convictions, Antigone disobeyed the
kings law and buried her brother. Similarly, Thoreau breaks the law by refusing to
pay his poll tax. For his act of non-compliance and non-cooperation, he readily,
willingly, and happily, even humbly, submitted to imprisonment. Fulfillment of the higher
law entails living virtuously according to principle, and is essentially nonviolent. Thoreaus act of resistance to the
civil law followed from his lifestyle overall, and, in this sense, was not simply a single
act of disobedience but rooted in his notion of self-government. Virtue consists of living
according to principle, not as an occasional endeavor. One of his reasons for going to
Walden Pond was because he wanted to live simply, recognizing virtue as its own reward. A
resister of civil government not only should be willing to go to prison but to suffer loss
of property as well. In this case, the virtue of simplicity is evident:
I have contemplated the imprisonment of the offender, rather than the seizure of his
goods,though both will serve the same purpose,because they who assert the
purest right, and consequently are most dangerous to a corrupt State, commonly have not
spent much time in accumulating property. . . . Absolutely speaking, the more money, the
less virtue; for money comes between a man and his objects, and obtains them for him; and
it was certainly no great virtue to obtain it.163
At times it may become necessary to resist injustice, and with simplicity, an
individual may be properly actuated to perform his or, nonetheless, her duty, as Thoreau
believes the higher law is the province of God and bears forth its fruit for civilization.
Appealing to the wisdom of Confucius, Thoreau writes: "If a State is governed
by the principles of reason, poverty and misery are subjects of shame; if a State is not
governed by the principles of reason, riches and honors are the subjects of
shame."164 "Resistance to Civil Government"
is reactionary as it considers individual self-government before the State, and
revolutionary because political expediency is subordinated to individual virtue. Thoreau,
in fact, borrows from numerous traditions, uprooting and gathering his grub. His landscape
reveals the mulched remains of Shakespeare, Milton, Sophocles, Jesus, and Confucius, whose
fecund practical ethics enrich the central theme of the essay:
There will never be a really free and enlightened State, until the State comes to
recognize the individual as a higher and independent power, from which all its own power
and authority are derived, and treats him accordingly. . . . A State which bore this kind
of fruit, and suffered it to drop off as fast as it ripened, would prepare the way for a
still more perfect and glorious State, which also I have imagined, but not yet anywhere
seen.165
Here again, Thoreau takes for his ideal the free and enlightened State, which
corresponds to the ideal expressed in his college essay that the end of all punishment
is the welfare of the state. By taking the free and enlightened State as his
ideal, Thoreau implies the individual should strive for self-government. He objects to
Paleys system of exponential morality because it does not consider virtue, but what
is merely expedient, and does not take into account those instances in which justice must
be done, cost what it may. In his college essay, Thoreau did not
discount altogether the possibility that "some advantage" may be derived from a
policy of severe and mild punishments but that the degree of "severity" must
"bear some proportion to the offence." If this distinction is not kept in mind,
punishment may be unjust. Similarly, "Resistance to Civil Government" does not
discount the possibility of severity, in this case, the possibility of bloodshed:
"But even suppose blood should flow. Is there not a sort of blood shed when the
conscience is wounded?"166 He does
not insist that resistance must be nonviolent. Instead, he indubitably states:
"The only obligation which I have a right to assume, is to do at any time what I
think right."167 Reemphasizing the
point again later, he writes: "This, then, is my position at present. But one cannot
be too much on his guard in such a case, lest his action be biased by obstinacy, or an
undue regard for the opinions of men. Let him see that he does only what belongs to
himself and to the hour."168 As he
assumes, all are peacefully inclined, he writes: "I see that appeal is
possible," i.e., a peaceful appeal. "And, above all," he writes,
"there is this difference between resisting this and a purely brute or natural force,
that I can resist this with some effect; but I cannot expect, like Orpheus, to change the
nature of the rocks and trees and beasts."169
He does not assume that natural forces are necessarily benign. "Resistance to Civil Government"
does not discount earlier themes. Heroic themes are extant and anticipatory of John Brown:
"A very few, as heroes, patriots, martyrs, reformers in the great sense, and
men,
serve the State with their consciences also, and so necessarily resist it for the most
part; and they are commonly treated by it as enemies." His patriotism, or
"Concord pride," is still visible. Speaking of the majority, those who do not
reverence their conscience, he writes: "Why does it always crucify Christ, and
excommunicate Copernicus and Luther, and pronounce Washington and Franklin rebels?"
Thoreau believes "[a]ll men recognize the right of revolution; that is, the right to
refuse allegiance to and to resist the government, when its tyranny or its inefficiency
are great and unendurable."170
"Resistance to Civil Government" is Jeffersonian not by design but in its belief
that certain "truths," or ideals, are self-evident, an individual has the right
to withdraw his consent from the government, and the people have a right to revolution:
We hold these truths to be self-evident, that all men are created equal, that they are
endowed by their Creator with certain unalienable Rights, that among these are Life,
Liberty and the pursuit of Happiness.That to secure these rights, Governments are
instituted among Men, deriving their just powers from the consent of the
governed,That whenever any Form of Government becomes destructive of these ends, it
is the Right of the People to alter or to abolish it, and to institute new Government,
laying its foundation of such principles and organizing its powers in such form, as to
them shall seem most likely to effect their Safety and Happiness.
Many European visitors to the United
States during Thoreaus lifetime commented on the American form of Government.
William Howard Russell, commentator for the Times of London during the first year
of the Civil War, wrote in his travel diary: "During my short sojourn in this country
I have never yet met any person who could show me where the sovereignty of the Union
resides."171 This type of confusion
about the American system of government was not uncommon. American politics often erupted
into confusion during the Antebellum period. With the Mexican war and the subsequent
annexation of Texas in 1845, the Union became irreconcilably split over the future
expansion of slavery. In 1849, President Taylor signed a treaty with Mexico acquiring the
territory that would later become the states of New Mexico, Utah, and California.
Taylors handling of events precipitated the greatest crisis in the history of
American government prior to the Civil War. Congressional sessions became violent; there
were challenges to duels. In 1850, Stephen A. Douglas presented Henry Clays Omnibus
Bill piecemeal to Congress. Its passage was signed into law by the new president, Milford
Fillmore. The Compromise of 1850 gave the South legal access to the territories, making
possible the future expansion of slavery. The Transcendentalists were outraged by
the politically expedient Compromise, viewing it as a moral sanctification of slavery.
Thoreau scathingly denounced its iniquity because it upheld the passage of the Fugitive
Slave Law in forcing Northerners to return runaway slaves to the South: "The fact
which the politician faces is merely, that there is less honor among thieves than was
supposed, and not the fact that they are thieves."172 Of the new law, Emerson wrote: "Whilst the
inconsistency of slavery with the principles on which the world is built guarantees its
downfall, I own that the patience it requires is almost too sublime for mortals, and seems
to demand of us more than mere hoping"; elsewhere adding, "I will not obey it,
by God."173 Their sentiments were not misplaced.
William Ellery Channing, the famous Boston Unitarian minister, remarked in 1842, that the
Constitution of the United States is explicit on at least one point: "It affirms that
slaves are recognized as property by the Constitution of the United States
in
those States in which slavery exists. Here we have the limit precisely defined
within which the Constitution spreads its shield over slavery."174 Some of the founders, James Madison, in particular as
Channing points out, did not want to sanction slavery morally. Madison thought the
Constitution should not recognize slaves exclusively as property: "The slave is no
less evidently regarded by the law as a member of the society; not as a part of the
irrational creation; as a moral person, not as a mere article of
property."175 Moreover, the Declaration of Independence solemnly declares:
All Men are created Equal; and are endowed by their Creator with the Inalienable Rights
of Life, Liberty, and the Pursuit of Happiness. Thoreau and Emerson recognized the
inconsistency of the Compromise in recognizing what they believed was a rejection of the
good intentions and principles upon which their country was founded. Their diatribes
become increasingly heated from 1850 on, with the ensuing breakdown of civil government,
and the almost inevitable outbreak of war. In an 1854 journal entry, Thoreau wrote:
"Your Congress halls have an alehouse odor,a place for stale jokes and vulgar
wit. It compels me to think of my fellow-creatures as apes and
baboons."176 Passage of the Fugitive Slave Law inclined
many Transcendentalists toward definitive, if not forcible action. In 1849, Emersons
essay on "War" was published in the Aesthetic Papers along with
"Resistance to Civil Government." Emerson took a position similar to
Thoreaus. Although he begins by praising war, the essay soon turns to defending the
principles of nonviolence. Emerson asks: "How is this new aspiration of the human
mind to be made visible and real?"177
While he does not speak directly to the question of resisting the civil government, or
civil
disobedience, he, like Thoreau, is concerned with actualizing the ideal of a higher or
enlightened State. Where he is concerned with attaining a peaceful State by avoiding
hostility and war, he adds: "A wise man will never impawn his future being and
action, and decide beforehand what he shall do in a given extreme event. Nature and God
will instruct him in that hour." Thoreaus essay is the reciprocal of
Emersons in the sense that each calls for a peaceful State, yet granting, as Thoreau
does, the individual do what belongs to himself and to the hour. With the passage of the Fugitive Slave
Law, Concord citizens, members of Abolitionism and non-members alike, became embroiled in
controversy over the contentious, earth-shattering law. In early 1851, citizens of Concord
assisted Shadrach, a Virginian slave, to freedom. In April, Thomas Sims was captured and
returned to his Georgian owner. Thoreau , too, got involved. In October, he helped Henry
Williams elude slave-catchers by placing him aboard a train bound for Canada. The arrest,
trial, and return to slavery of one Anthony Burns prompted Thoreaus most scathing
denunciation of slavery to date. On May 24, 1854, Burns was arrested. The
next day Congress passed the Kansas-Nebraska Act. And a day later, a Boston crowd mobbed
the courthouse in a failed rescue attempt of Burns. Richardson explains that "it had
taken a battalion of U.S. artillery, four platoons of marines, the sheriffs posse,
twenty-two companies of state militia, and forty thousand dollars to return Anthony Burns
to slavery."178 The exorbitant cost
of returning a single individual to bondage outraged Northern-moderates and compelled many
to shift their opinion in favor of abolitionism. Among the Transcendentalists, Parker and
Alcott had earlier joined the vigilance committee, helping to patrol the streets of Boston
at night to protect blacks from indiscriminate arrest as fugitives.179 Thoreau delivered "Slavery in
Massachusetts" at an annual Fourth of July gathering of the Massachusetts
Anti-slavery Society, the same gathering at which Garrison burned a copy of the United
States Constitution. The new law had indeed riled its opponents. Thoreaus speech was
delivered in front of a large audience and later reached thousands of readers in the pages
of the New York Tribune and the Liberator. It was not, of course, the first
time that one of his essays appeared in an anti-slavery publication. Believing his country had lost its sense
of reason, Thoreaus tone and temperament are markedly different in this essay. He
says his "thoughts are murder to the State." Before the passage of the Fugitive
Slave Law, there were hopes that the South, especially one of the Border States, might
adopt some policy of gradual emancipation.180
Delaware and Maryland adopted a policy of voluntary manumissions, for example, with some
success at decreasing their slave population. Advances in the Border States could have
insured a three-fourths majority in Congress needed to pass a constitutional amendment,
possibly with gradual emancipation as an aim. The political climate of the 1850's marked a
steep decline in the prospect of gradual emancipation. And with the passage of the
Kansas-Nebraska Act, slavery was opened to further westward expansion, rendering mute the
Missouri Compromise, which had provided strict limits seeking to contain its spread. As
individual self-government is higher than the State, and as the ideal State will come to
recognize it as such, Thoreau contends that "the State has fatally interfered
with" his "lawful business." "It has not only interrupted me in my
passage through Court street on errands of trade," he says, "but it has
interrupted me and every man on his onward and upward path. . . ."181 The new law restricted, as Thoreau
believed, his own personal freedom, not only his ability to resist peacefully and
effectively the government but his sense of the progressiveness of the ideal in the near
future as well. As for "patriotism," every citizen of Massachusetts that is
capable of such a sentiment, must feel, similarly, that they have suffered "a vast
and indefinite loss" with the passage of the Fugitive Slave Law. Thoreau adds:
"For my part, my old and worthiest pursuits have lost I cannot say how much of their
attraction, and I feel that my investment in life here is worth many per cent less since
Massachusetts last deliberately sent back an innocent man, Anthony Burns, to
slavery."182 Very significant, this
point; Thoreau is admitting that his preference for peaceful resistance is losing its
practical appeal. Inactive virtue is not virtuous. "Show me a free State, and a court
truly of justice, and I will fight for them, if need be; but show me Massachusetts, and I
refuse her my allegiance, and express contempt for her courts." Later, he concludes:
"If we would save our lives, we must fight for them."183 That same year,
Walden was
published. An inexorable book on self-reliance and self- cultivation, it deals with
Thoreaus spiritual journey, vision quest, if you will, while at Walden Pond, a
practical expression of lofty idealism. He recognizes an innate tendency towards a higher,
spiritual, or ideal existence as well as towards a lower, primitive, or material one with
"reverence" to both. Military metaphors are distant, yet evident, and not
altogether eliminated: "But sometimes it was a really noble and inspiring strain that
reached these woods, and the trumpet that sings of fame, and I felt as if I could spit a
Mexican with a good relish,for why should we always stand for trifles?" There
are references and allusions to the War for Independencethe Concord Battle ground,
for example. Thoreau admires Oliver Cromwell, in one instance, writing: "almost the
last significant scrap of news from that quarter was the revolution of 1649. . . ."
In a parody on war, he writes of having witnessed "the struggle, the ferocity and
carnage, of a human battle" before his door. He is speaking of ants, of course, but
says: "I have no doubt it was a principle they fought for as much . . . as those of
Bunker Hill." And where courageous heroics are concerned, he writes: "As for the
pyramids, there is nothing to wonder at in them so much as the fact that so many men could
be found degraded enough to spend their lives constructing a tomb for some ambitious
booby, whom it would have been wiser and manlier to have drowned in the Nile, and then
given his body to the dogs."184
Humorous, these can be, but they are also a reflection of an indelible side of Thoreau,
which cannot be erased or ignored. "Slavery in Massachusetts"
implicitly alludes to the use of forcible resistance. Asking for definitive
actionreminiscent of his Phillips essay with its "Red-cross
knight"Thoreau argues that Massachusetts willingly puts the militia in the
service of slave-owners, "but not a soldier is offered to save a citizen of
Massachusetts from being kidnaped!"185
In opposition to the Fugitive Slave Law, he vigorously implies the intensity of his
feelings and the readiness with which he will later defend John Brown: "Whoever has
discerned truth, has received his commission from a higher source than the chiefest
justice in the world, who can discern only law. He finds himself constituted judge of
judge."186
Thoreau adds that it is "strange that
it should be necessary to state such simple truths!" If he was to sacrifice the
"truths of his reason" by defending John Brown, as
Wendell Glick believes, Thoreau was not himself aware of a vast discrepancy between his
earlier and later writings, nor were his Concord friends. While his acknowledged dismay
over the lost appeal of his "old and worthiest pursuits" is evident, he refers
to previous pursuits not to principles or a sense of mistaken idealism. By appealing to
his conscience, his sense that an individual should do what belongs to himself and to
the hour, Thoreau acknowledges the injustice of the Fugitive Slave Law:
Much has been said about American
slavery, but I think that we do not even yet realize what slavery is. If I were seriously
to propose to Congress to make mankind into sausages, I have no doubt that most of the
members would smile at my proposition, and if any believed me to be in earnest, they would
think that I proposed something much worse than Congress had ever done. But if any of them
will tell me that to make a man into a sausage would be much worse,would be any
worse, than to make him into a slave,than it was to enact the Fugitive Slave Law, I
will accuse him of foolishness, of intellectual incapacity, of making a distinction
without a difference. The one is just as sensible a proposition as the
other.187
Such an appeal to conscience relies on
the Reason, holding that certain spiritual truths are self-evident and directly
comprehended by the Understanding and are apparent to common sense. Removed from the
political expediency of his day, such an appeal, for us, is more easily understood.
Discrimination is often enough to provoke our own outrage. The actual support of forcible
violence against a state militia barracks, however, is a delicate matter, and therein lies
a possible explanation as to why so many have wished to downplay this particular aspect of
Thoreaus life, wishing, instead, to label him as a pacifist or an inconsistent one
at best. Vincent Buranellis concerns in "The Case Against Thoreau" are not
altogether misplaced and deserve their rightful recognition in Thoreau study. The New
England Transcendentalists were aware of the ethical implications of the new subjectivism.
Richardson wrote: "the greatand to a large extent still
unrecognizedachievement of the transcendentalist as a group, and Parker and Ripley,
Fuller and Peabody, Emerson and Thoreau in particular, was in working out the ethical
implications of transcendentalism and making them widely accessible and, above all,
liveable."188 If posterity is allowed to
bear witness to Thoreau, we may find he has inspired virtue more than folly. Henry Salt, who first introduced the young
Oxford Law student, M. K. Gandhi, to Thoreaus political essays believed "A Plea
for Captain John Brown" was among the "very best" of these
essays.189 "A Plea" is entirely consistent with the
epistemology of Thoreaus earlier political workshis college essay on
"Severe and Mild Punishments, the "Service," "Resistance to Civil
Government," and "Slavery in Massachusetts." The individual, as his or her
ken is limited to the present, should act on what belongs to himself and to the hour.
Thoreau, then, consistently pursues the Transcendental principle that follows, according
to Emerson, the maxim that a wise man will never impawn his future being and action,
and decide beforehand what he shall do in a given extreme event. In such cases,
Emerson suggests that "Nature and God will instruct" the individual in morally
appraising an extreme event. "A Plea" is not only consistent with this
existential aspect of Transcendentalism, but is also wholly consistent with the
Jeffersonian idea that when a government becomes destructive of natural rights, the people
have a right to revolution. Thoreau met Brown in 1857 on two
occasions, once at the Thoreau household, and a day later at Emersons. They
discussed the subsequent eruption of violence in Kansas that arose after the passage of
the Kansas-Nebraska Act. Thoreau was moved by Browns "Puritanism," his
ascetic lifestyle and religious devotion; he was a hero of old, a man of action and
sacrifice. Two years later the news of Browns raid on Harpers Ferry reached
Concord, and Thoreau was the first to publically acknowledge the greatness of his deed,
its historical importance and its future bearing and import. On November 1, 1859, Thoreau
was invited to read his "Plea" for Brown before Theodore Parkers
congregation in Boston. The essay reached its largest audience when it was reprinted in
James Redpaths Echoes of Harpers Ferry. Bronson Alcott, always with a ready
observation, wrote in his journal concerning Thoreaus defense of Brown:
Thoreau has good right to speak fully his mind concerning Brown, and has been the first
to speak and celebrate the heros courage and magnanimity. It is these which he
discerns and praises. The men have much in common: the sturdy manliness,
straight-forwardness and independence. It is well they met, and that Thoreau saw what he
sets forth as no one else can. Both are sons of Anak, and dwellers in NatureBrown
taking more to the human side and driving straight at institutions whilst Thoreau contents
himself with railing at them and letting them otherwise alone. He is the proper panegyrist
of the virtues he owns himself so largely, and so comprehends in
another.190
Alcott trenchantly perceived the pith of "A Plea," its bardic quality, as a
hymn to heroic virtuecourage and magnanimity. Brown, in Thoreaus estimate, was
a man of action and sacrifice in the highest esteem of the Greek meaning of the words. He
was individually endowed with courage, a Carlylean hero, a self-reliant man of principle
and idealism, who recognized within the redoubtable institution of slavery its perfidious
tyranny and injustice, who felt a common humanity with the men and women subjected to
bondage under the tutelage of an unrelenting slave-power, and as he was beckoned to
action, led the raid on Harpers Ferry with the help of a select band of men, among
whom his own sons also served and died. Brown marched to the beat of that martial drum, to
the music that inspires heroic action and sacrifice and which is persistent throughout
much of Thoreaus writing, from the "Service," where he first describes its
sound, to A Week and "Resistance to Civil Government" and to
Walden,
though heard at a distance, and to "A Plea," where it resounds forcefully
Browns resplendent cause. These, Thoreaus sentiments, are consistent with his
principle of self-government and express his kindred sympathy with Brown, the man and his
"cause." The essay, above all else, is an appeal to the audiences
collective sensibilities, asking them to recognize the humanity of Browns
"cause," invoking a sense of pathos for the man and his decided action. Thoreau
qualifies his assumption of Browns magnanimity, by quoting Brown:
I pity the poor in bondage that have none to help them; that is why I am here; not to
gratify any personal animosity, revenge, or vindictive spirit. It is my sympathy with the
oppressed and the wronged, that are as good as you, and as precious in the sight of God.
I want you to understand that I respect the rights of the poorest and weakest of
colored people, oppressed by the slave power, just as much as I do those of the most
wealthy and powerful.191
Thoreau praises Brown for his
"Spartan habits," his temperate Puritanism. Browns grandfather was
"an officer in the Revolution," while his father was "a contractor who
furnished beef to the army" during the War of 1812. Young John Brown accompanied his
father on several trips to the encampments, where he developed an "abhorrence"
of military life. Thoreau explains: "He then resolved that he would never have
anything to do with any war, unless it were a war for liberty."192 Similar to the sentiments expressed in "Resistance to
Civil Government," he supposes Brown is peacefully inclined and would not go off to
war against his own will and conscience. When Brown resolved on force, however, Thoreau
defends his decision based on his faith in the higher law, writing: "He was like the
best of those who stood at Concord Bridge once, on Lexington Common, and on Bunker Hill,
only he was firmer and higher-principled than any that I have chanced to hear of as
there." He adds: "They could bravely face their countrys foes, but he had
the courage to face his country herself, when she was in the wrong."193 An important distinction, Thoreau praises his individual
effort. As a so-called majority of one, Brown does not stand for an upheaval; he is not
legion; he does not constitute an extreme material threat to the government, an overthrow
of its power, whereas regimes are legion. Buranellis argument overlooks this
meaningful aspect of Thoreaus political thinking in relation to self-government.
All
are peaceably inclined, as is Thoreaus conviction, yet on rare instances, in
cases where tyranny is almost universally recognized as such in its vast scope and
perpetration of injustice then the individual has the right to resist it accordingly.
Harkening back to "Resistance to Civil Government," Brown can be categorized as
one of the very few who serve the State as heroes, patriots, and martyrs
with their consciences. Thoreau says: "It was no abolition lecturer that converted
him," and calls him "a Transcendentalist above all," recognizing that he
"did not go to the college called Harvard, good old alma mater as she is," but
went, instead, "to the great university of the West"; he was a man of practical
experience and idealism. "Resistance to Civil Government"
represents an appeal to mass consciousness and conscience; this is also true of "A
Plea." Thoreau refers to the word resistance several times throughout the
essay, writing: "Others, craven-hearted, said disparagingly," of Brown,
"that he threw his life away because he resisted the government."
Many do not recognize the raid for its magnanimity; instead, they believe it was a
misguided, untimely, or insane effort. But "[t]hey at most only criticize the
tactics." Thoreau argues: "They are so anxious because of a dim consciousness of
the fact, which they do not distinctly face, that at least a million of the free
inhabitants of the United States would have rejoiced if it had
succeeded."194 In proportion to the total population, Thoreau reasons that
some, feeling sympathy for the nations 4,000,000 slaves, would agree in principle
with Browns "cause." Yet, they are unable to voice their assent and the
newspapers make matters worse as they distort the truth. "Even the Liberator,"
Garrisons Abolitionist journal, "called it a misguided, wild, and
apparently insane effort."195
Thoreau again voices his dissent against expediency, writing: "As for the herd of
newspapers and magazines, I do not chance to know an editor in the country who will
deliberately print anything which he knows will ultimately and permanently reduce the
number of his subscribers. They do not believe that it would be expedient. How then can
they print truth?" As society refers to ancient heroism but is unappreciative of it
when it is in their "midst," Thoreau refers "a city of magnificent
distances" as representative of the "impassable boundaries between individuals
and between states."196
Thoreaus appeal is ethically directed at consensus, an appeal to the audiences
collective reason and conscience. In
A Week, Thoreau compared
conservatism in the West to the Hindu caste system. It says forsake not your calling,
outrage no institution, use no violence, rend no bonds. In "A Plea," he
compares the New Englander to a Hindu idolater. Brown, on the other hand, "was an
exception, for he did not set up even a political graven image between him and his
God."197 His appeal was direct, and, so
to, his action. Thoreau writes: "He did not recognize unjust human laws, but resisted
them as he was bid," referring to his action as "resistance to
tyranny."198 As Browns action was resistance to tyranny, and not
resistance to civil government, i.e., a polite or non-violent government, Thoreau
sanctions the use of force in this particular case. It was Browns "peculiar
doctrine that a man has a perfect right to interfere by force with the slaveholder, in
order to rescue the slave," Thoreau adds, "I agree with
him."199 As he assumed in "Resistance to Civil Government"
that all are peacefully inclined, he stated: "I see that appeal is
possible," i.e., a peaceful appeal. Yet he was careful to recognize an important
distinction, at least implicitly, between a civil and a tyrannical government when he
wrote: "And, above all, there is this difference between resisting this and a
purely brute or natural force, that I can resist this with some effect; but I cannot
expect, like Orpheus, to change the nature of the rocks and trees and beasts."
"A Plea" seizes this assumption. "When a government puts forth its strength
on the side of injustice, as ours to maintain slavery and kill the liberators of the
slave, it reveals itself a merely brute force, or worse, a demoniacal
force."200 Referring to Christ, Thoreau writes: "The same
indignation that is said to have cleared the temple once will clear it
again."201 Earlier, Thoreau had asserted
what is
once well done is done for ever. Browns "cause," being virtuous, the
eternal laws of justice are in its favor. Thoreau writes of Browns success in
Missouri: "When the time came, few men were found willing to lay down their lives in
defense of what they knew to be wrong; they did not like that this should be their last
act in this world."202 At
Harpers Ferry, too, Thoreau believes Browns deed, while a material failure,
will stand resolutely as a single humane act of kindness in the "cause" of
liberty and justice, and as testimony to those millions who suffered in bondage for three
centuries within Americas peculiar institution of chattel slavery. Thoreau concludes
"A Plea," writing:
I am here to plead his cause with you.
I plead not for his life, but for his characterhis immortal life; and so it becomes
your cause wholly, and is not his in the least. Some eighteen hundred years ago Christ was
crucified; this morning, perchance, Captain Brown was hung. These are the two ends of a
chain which is not without its links. He is not Old Brown any longer; he is an angel of
light.203
He carefully points out that it is Browns "cause" he is concerned with,
while invoking a sense of pathos with the essays title words. However, he was not
altogether comfortable with the advocation of force outside of the Brown episode, which he
believed was a rare incidence of righteous action: "At any rate, I do not think it is
quite sane for one to spend his whole life in talking or writing about this matter, unless
he is continuously inspired, and I have not done so."204 This is not to let Thoreau off the hook too easily, so to
speak, but to recognize that he reserved the right of judgment, as always, for himself. As
for a wholesale welcoming of the Civil War, Thoreau faced the prospect with ambivalence.
In the last paragraph of "A Plea," Thoreau writes:
I foresee the time when the painter will paint that scene, no longer going to Rome for
a subject; the poet will sing it; the historian record it; and, with the Landing of the
Pilgrims and the Declaration of Independence, it will be the ornament of some future
national gallery, when at least the present form of slavery shall be no more here. We
shall then be at liberty to weep for Captain Brown. Then, and not till then, we will take
our revenge.
He later maintained in a letter to Parker Pillsbury that he did not welcome the Civil
War: "As for my prospective reader, I hope that he ignores Fort Sumpter, &
Old Abe, & all that, for that is just the most fatal and indeed the only fatal, weapon
you can direct against evil ever; for as long as you know of it, you are
particeps
criminis."205 Thoreaus
attitude remained essentially non-violent. Rather than war, Thoreau favored disunion.
VI.
Conclusion
(Back to Table of Contents) Wendell Glicks study on Henry David
Thoreau, while an important contribution to Thoreau study in its day, needed to be
reconsidered under the light of recent scholarship. Native influences, indeed, played an
important role in the development of Thoreaus social philosophy. Unitarianism was
particularly well suited for the new subjectivism that was received via Immanuel Kant and
Samuel Taylor Coleridge. William Ellery Channings illustration of the subjective
faculty of the mind as "our own soul" anticipated the readiness with which New
England Transcendentalism was to embrace Kantian idealism. New England Unitarianism was
particulary well adapted for Kants idealism, in that, Transcendentalism, which began
as a reform movement within the church, was already struggling with subjective idealism. French Eclecticism, too, was well adapted
to Transcendentalism as it helped to justify the Transcendentalists sense and importance
of history. Victor Cousins belief that history follows a pattern according to four
prehistoric archetypal ideas: sensationism, idealism, skepticism, and mysticism ran
parallel to what the Transcendentalists wanted to accomplish, especially Brownson, Parker,
Emerson, and Thoreau, who were attempting to give expression to the universality of art,
philosophy, and literature. This is born out well in works of Emerson and Thoreau as they
give metaphorical expression to universal forms in their writing. Kants subjective idealism and the
importance of archetypes in Cousins Eclecticism, both as modified aspects of
Transcendentalism, are alone enough to distinguish the so-called twin movements of
Transcendentalism and Garrisons Abolitionism, which was dominated by Evangelical
Protestantism and had its roots in Scottish Realism and Lockean sensualism.
Unitarianism and Transcendentalism are clearly distinct from Evangelism, tending to avoid
a fundamentalist interpretation of scripture, revivalism, and Evangelical notions of
perfectionism. Garrison, on the other hand, was drawn to them and asserted the value of
such practices and notions. Where he rejected portions of scripture, Garrison interpreted
the Moral Law according to the Gospels of Christ as the intended governing principle of
his Abolitionist movement. His "Declaration of Sentiments" address along with
his association with Adin Ballou distinguishes him as one devoted to pacifism.
Garrisons eventual support of Browns raid marked a dramatic shift in his
position. Thoreau never joined either movement. As
his writings indicate, he was never a pacifist. Rather, he in fact participated in a
Lyceum debate whereby he championed the use of forceful resistance. His early essay the
"Service" specifically favors "the hearty good will and activity of
war" to the "the insincerity and sloth of peace ." At first sight, these
themes seem to be naturally opposed to his desire for an "enlightened State."
However, Thoreau recognized in himself a tendency toward a "higher" or
"spiritual" existence and another towards a "lower" or
"primitive" existence and he "reverenced them both." His
"somewhat military" nature, as Emerson described it, gave expression to
Thoreaus "heathenish integrity." In this, we recognize his heroic ideal of
character, a reverence for individuals who are drawn to action and sacrifice out of
principle in times of civility or in times of crisis. However, Thoreau never accepted
unqualified force and distinguishes between civil and tyrannical governments as well as
individual and mass resistance. His defenses of John Brown is carefully qualified as an
act of justice. Brown essentially acted alone against a government driven to expedient
tyranny, as Thoreau believed, and his raid was symbolic of an historical process that was
at odds with the inconsistency of government sanctioned chattel slavery to the civilized
ideals that America believed it embodied. Thoreau understood the implications of the
new subjectivism, the Transcendentalists conscience theory, and acted from the base
of Transcendental principles. In "Slavery in Massachusetts," Thoreau describes
his opposition to the ominous Fugitive Slave Law referring to the tyranny of it, and not
without an historical basis for his position. His allegorical comparison of slaves to
processed meat, sausages, was an appeal to conscience and intended to enlighten his
listeners to the grave injustices of slavery, an appeal to Reason, in practice, became an
appeal to common sense. He did not, as Glick claims, sacrifice the "truths" of
his "reason" in defending Brown. Thoreau believed an individual should do only
what
belongs to himself and to the hour. He never rejected the possible necessity of force.
His discernment of Krishnas "argument" in A Week, published the
same year as "Resistance to Civil Government," illustrates well his acceptance
of force. Because "No sufficient reason is given for why Arjoon should fight,"
Thoreau believes the argument is defective. Instead of encouraging Arjuna to fight the
battle, or the Hindu to "courageously assault evil,"Thoreau believes
Krishnas argument encourages passivity.206 In part, Kantian Idealism constitutes
Transcendentalist principles. Kants subjectivism explains the basis from which New
England Transcendentalism arose as an individualistic and experiential philosophy. As
Samuel Taylor Coleridges Aids to Reflection illustrates, transcendental
idealism consists of both an intuitive and an intellective process. As an experiential
philosophy, Transcendentalism sought to synthesize the formative processes that made
experience meaningful, yet limited in terms of its subjective nature. Through the Reason,
the Transcendentalists believed they could directly apprehend reality in
its
Platonic form. The Understanding, on the other hand, had to refer to the faculties of the
senses and formed a ratiocinative and categorical process. While Kantian idealism constitutes
Transcendentalist principles, in part, the Transcendentalists themselves, not so much
borrowed, but drew from varied cultures and sources to give expression to their own ideas.
They did not seek to systematize philosophy into an eclectic system as Cousin did. Rather,
French Eclecticism intrigued their own belief in the universality of archetypal ideas that
are expressed symbolically in art, philosophy, and religion in all nations throughout
time. Emersons Nature and Thoreaus Walden give expression to
their form without constituting an eclectic philosophy, for example. Ethically, the
Transcendentalists accepted a Kantian Imperative that the individual should will only
those principles that can be willed for all humanity. As Thoreau was desirous of being
"a good neighbor," he limited his protest against the civil government to the
non-payment of his poll tax. In the case of his defense of Brown, he asks his audience to
sympathize with Browns "cause," to see things from Browns
standpoint. Unitarianism, too, was in agreement with the Transcendentalist notion of
consciousness and conscience as a means to perceive the higher law. Nature, as it gives
expression to language and thought, together with the literature of the past gave
utterance to the Transcendental ethos. As Transcendentalism was an experiential
philosophy, the individual (obvious as this may be) constitutes Transcendentalist
principles, hence the importance of self-culture. Thoreaus social philosophy was
indeed consistent. His lectures, essays, and books were always personal accounts of what
he believed through practice. His college essays express themes that are carried through
into adulthood. "Severe and Mild Punishments" contemplates the ideal State and
his notion of justice. He follows similar logic in "Resistance to Civil
Government." "The Commercial Spirit of Modern Times" emphasizes spiritual
over utilitarian values and is anticipatory of his residency at Walden Pond.
Thoreau remained an active reformer
throughout his life, believing in the precedency of the individual of the transitoriness
of institutions and the importance of spiritual values over utilitarian ones. He did not
advocate the overthrow of government but asked for "at once a better
government." Slavery, however, was clearly one institution he would rather do
without. As an active member of the Lyceum, Thoreau championed the freedom of speech and
came to the aid of Rogers, Emerson, and Phillips. "Resistance to Civil
Government" was his own conscientious expression of discontent with the institution
of slavery. By the 1850's, the governments support of slavery and the passage of the
Fugitive Slave Law convinced Thoreau of its tyranny. When Brown led his raid on
Harpers Ferry, Thoreau championed the raid as "resistance to tyranny."
While he was never quit comfortable with discussing forcible resistance, Thoreaus
defense of Brown was not at odds with his Transcendentalist principles: his heroic ideal
and his sense of active virtue. While Thoreau operated from the base of Transcendentalist
principles, it is remarkable how consistent his essays are by design.
Endnotes
(Back to Table of
Contents) 1. Henry David Thoreau,
Walden
and Other Writings by Henry David Thoreau, ed. Joseph Wood Krutch (New York: Bantam
Books, 1986) 342. (Back) 2. Arthur M. Schlesinger,
The
American as Reformer (Cambridge, MA: Harvard University Press, 1950) 33.
(Back)
3. James Goodwin,
"Thoreau and John Brown: Transcendental Politics," ESQ 25 (1979): 156.
(Back) 4. Fritz Oehlschlaeger,
"Another Look at the Text and Title of Thoreaus Civil
Disobedience," ESQ 36 (1990): 240.
(Back) 5. Mohandas K. Gandhi,
The
Collected Works of Mahatma Gandhi, vol. 19 (New Delhi: New Delhi Publications, 1958)
466. (Back) 6. Gandhi 61: 401.
(Back) 7. Henry David Thoreau,
"A Plea for Captain John Brown," Reform Papers, ed. Wendell Glick
(Princeton: Princeton University Press, 1973) 133.
(Back) 8. Walter Harding and
Michael Meyer, The New Thoreau Handbook (New York: New York University Press, 1980)
136. (Back) 9. Mohandas K. Gandhi,
My
Religion (Ahmedabad: Jivanji Dahyabhai Desai Navajivan Press, 1955) 62.
(Back)
10. Vincent Buranelli,
"The Case Against Thoreau," Ethics 67 (1957): 266.
(Back) 11. Buranelli 262 &
264. (Back) 12. Myron Simon,
"Thoreau and Anarchism," Michigan Quarterly Review 23 (1984): 368.
(Back) 13. Simon 362.
(Back) 14. Simon 369.
(Back) 15. Mark Van Doren,
Henry
David Thoreau: A Critical Study (New York: Russel & Russel, 1961) 44.
(Back) 16. Goodwin 164.
(Back) 17. Wendell Glick,
"Thoreau and Radical Abolitionism: A Study of the Native Background of Thoreaus
Social Philosophy," diss. Northwestern U, 1950, 222.
(Back) 18. Glick 215 & 188.
(Back) 19. Harding and Meyer
121. (Back) 20. Walter Harding,
The
Days of Henry Thoreau (Princeton: Princeton University Press, 1992) 64.
(Back) 21. Ralph Waldo Emerson,
"Thoreau," The Works of Ralph Waldo Emerson: Four Volumes in One
(New York: Tudor Publishing, 1941) 381.
(Back) 22. James Duban,
"Conscience and Consciousness: The Liberal Christian Context of Thoreaus
Political Ethics," New England Quarterly 60 (1987): 211.
(Back) 23. Frederick Law
Olmsted, The Cotton Kingdom (New York: Modern Library, 1984) 416. The price of
cotton, land, and slaves increased during the 1850's. Exorbitant profits were made in
speculation, especially in the southwest. Also see Kenneth M. Stampp, The Peculiar
Institution (New York: Vintage Books, 1956), esp. the chapter on "Profit and
Loss" 383-418. Stampp writes: "In short, on both large and small estates, none
but the most hopelessly inefficient masters failed to profit from the ownership of
slaves." (Stamp, 414). (Back) 24. Jonathan Edwards,
Freedom
of the Will, ed. Paul Ramsey (New Haven: Yale University Press, 1957) see
editors introduction 49. (Back)
25. Edmund S. Morgan,
"The American Revolution Considered as an Intellectual Movement,"
Paths of
American Thought, ed. Arthur M. Schlesinger, Jr., and Morton White (Boston: Houghton
Mifflin, 1963) 18. (Back) 26. Adin Ballou,
Autobiography
(Philadelphia: Porcupine Press, 1975) 33.
(Back) 27. Paul E. Johnson,
A
Shopkeepers Millennium (New York: Hill and Wang, 1978).
(Back) 28. Charles Dickens,
American
Notes (New York: Modern Library, 1996) 37.
(Back) 29. Alexis de
Tocqueville, Democracy in America, Trans. George Lawrence (New York: Harper
Perennial, 1988) 453. (Back) 30. John L. Thomas,
The
Liberator (Boston: Little, Brown, 1963) 59.
(Back) 31. Thomas 231.
(Back) 32. Thomas 233.
(Back) 33. William Lloyd
Garrison, "Declaration of Sentiments," Selections from the Writings and
Speeches of William Lloyd Garrison (Boston, 1852) 74.
(Back) 34. Adin Ballou,
Non-Resistance
in Relation to Human Governments (Boston, 1839) 11.
(Back) 35. Ballou,
Autobiography
389. (Back) 36. Henry David Thoreau,
Cape
Cod (1988; Princeton: Princeton University Press, 1993) 37.
(Back) 37. Glick 228.
(Back) 38. Glick 164.
(Back) 39. Harold Clarke
Goddard, Studies in New England Transcendentalism (New York: Columbia University
Press, 1908) 21. (Back) 40. Theodore Parker,
"A Discourse of the Transient and Permanent in Christianity," Views of
Religion (Boston, 1890) 309.
(Back) 41. Ralph Waldo Emerson,
"An Address," Nature Addresses and Lectures, ed. Edward W. Emerson
(Boston: Houghton Mifflin, 1903) 128.
(Back) 42. Emerson, "An
Address," Nature Addresses and Lectures 144.
(Back) 43. Perry Miller, ed.,
The
Transcendentalists: An Anthology (Cambridge, MA: Harvard University Press,
1950) 21. (Back) 44. William Ellery
Channing, "Likeness to God," in The Transcendentalists: An Anthology
23, 24, & 25. (Back) 45. Edward H. Madden,
Civil
Disobedience and the Moral Law in Nineteenth- Century American Philosophy (Seattle:
University of Washington Press, 1968) 5.
(Back) 46. Robert D. Richardson,
Jr., Emerson: The Mind on Fire (Berkeley: University of California Press,
1995) 30. Richardson discusses Scottish realism and Emersons reaction to
Stewarts system, pages 29-33.
(Back) 47. Emerson,
"Transcendentalist," Nature Addresses and Lectures 339.
(Back) 48. Ralph Waldo Emerson,
The
Heart of Emersons Journals, ed. Bliss Perry (Boston: Houghton Mifflin, 1937)
262. (Back) 49. Samuel Taylor
Coleridge, Aids to Reflection (London, 1836) 151.
(Back) 50.Coleridge 149.
(Back) 51. Coleridge 214.
(Back) 52. Robert Sattelmeyer,
Thoreaus
Reading: A Study in Intellectual History (Princeton: Princeton University
Press, 1988). (Back) 53. Henry David Thoreau
A
Week on the Concord and Merrimack Rivers (Orleans, MA: Parnassus Imprints, 1987) 452
& 477. (Back) 54. Robert D. Richardson,
Jr., Henry Thoreau: A Life of the Mind (Berkeley: University of California
Press, 1986) 381. (Back) 55. Ralph Waldo Emerson,
The
Journals and Miscellaneous Notebooks of Ralph Waldo Emerson, ed. William H. Gilman
(Cambridge, MA: Harvard University Press, 1969) 408.
(Back) 56. Henry David Thoreau,
Journal,
vol. 1, ed. John C. Broderick (Princeton: Princeton University Press, 1981) 277.
(Back) 57. Thoreau
Journal
1: 289 & 298. (Back) 58. Thoreau,
Walden 142.
(Back) 59. Thoreau,
Walden
343. (Back) 60. William Ellery
Channing, "Self-Culture," The Works of William Ellery Channing (Boston:
American Unitarian Association, 1957) 17 & 18.
(Back) 61. Sherman Paul,
Shores
of America: Thoreaus Inward Exploration (Urbana: University of Illinois
Press, 1972) 5. (Back) 62. See Arthur Christy,
The
Orient in American Transcendentalism: A Study of Emerson, Thoreau, and Alcott
(New York: Columbia University Press, 1932).
(Back) 63. Thoreau,
Journal
(Broderick) 3: 306. (Back) 64. Bertrand Russell,
A
History of Western Philosophy (New York: Simon & Schuster, 1945) 706.
(Back) 65. Thoreau,
A Week
91. (Back) 66. Emerson, "The
American Scholar," Nature Addresses and Lectures 115.
(Back) 67. Emerson,
"Nature," Nature Addresses and Lectures 10, 25, 75, & 40.
(Back) 68. Thoreau
Journal
(Broderick) 4: 29-30. (Back) 69. Thoreau,
Walden
313. (Back) 70. Thoreau,
Walden
172. (Back) 71. Henry David Thoreau,
The
Maine Woods (Princeton: Princeton University Press, 1983) 71.
(Back) 72. Channing,
"Spiritual Freedom," Works 173.
(Back) 73. Channing,
"Spiritual Freedom," Works 174.
(Back) 74. Duban 212.
(Back) 75. Thoreau,
"Paradise (to be) Regained," Reform Papers 38.
(Back) 76. See Linck C. Johnson,
Thoreaus Complex Weave: The Writing of a Week on the Concord and Merrimack
Rivers (Charlottesville: University Press of Virginia, 1986).
(Back) 77. Thoreau,
A Week
67, 69, & 364. (Back) 78. Victor Cousin,
Introduction
to the History of Philosophy (Boston, 1832) 1.
(Back) 79. Richardson makes a
similar point. See Richardson, Emerson 114.
(Back) 80. Cousin 185.
(Back) 81. Cousin 35.
(Back) 82. Cousin 72 & 73.
(Back) 83. Cousin 126.
(Back) 84. Cousin 171.
(Back) 85. Sattelmeyer 20.
(Back) 86. Henry David Thoreau,
"Barbarities of Civilized States," Early Essays and Miscellanies, ed.
Joseph J. Moldenhauer (Princeton: Princeton University Press, 1975) 110.
(Back) 87. Thoreau,
Walden
205. The italics are mine. (Back) 88. Cousin 131.
(Back) 89. Thoreau
Walden 153.
(Back) 90. Emersons
reading was far broader than I have indicated. While a complete list of his reading is
outside the scope of my subject, I suggest Richardsons book for those interested,
and especially those who would like to understand the importance for Emerson to refute
Hume. Richardson also argues convincingly that it was Cousin who first helped Emerson to
appreciate Eastern philosophy and religion. The same is probably true of Thoreau.
(Back) 91. Orestes A. Brownson,
New
Views of Christianity, Society, and the Church (Boston: James Munroe, 1836) 13.
(Back) 92. Thoreau, "The
Commercial Spirit of Modern Times," Early Essays and Miscellanies 117.
(Back) 93. Glick 215.
(Back) 94. Thoreau,
"Paradise (to be) Regained," Reform Papers 41.
(Back) 95. Kenneth Walter
Cameron, Thoreau and His Harvard Classmates (Hartford: Transcendental Books, 1965)
6, 107. (Back) 96. Thoreau, "Class
Book Autobiography," Early Essays and Miscellanies 114.
(Back) 97. Cameron,
Thoreau
and His Harvard Classmates 85.
(Back) 98. Thoreau,
A Week
14. (Back) 99. Thoreau,
"Walking," The Natural History Essays, ed. Robert Sattelmeyer (Salt Lake
City: Peregrine Smith Books, 1980) 111.
(Back) 100. Kenneth Walter
Cameron, The Massachusetts Lyceum During the American Renaissance (Hartford:
Transcendental Books, 1969) 101-90.
(Back) 101. Glick 164.
(Back) 102. Thoreau,
Journal
(Broderick) 1: 163. (Back) 103. Linck C. Johnson,
"Contexts of Bravery: Thoreaus Revisions of The Service for a
Week," Studies in American Renaissance, ed. Joel Meyerson (Charlottesville:
University Press of Virginia, 1983) 293.
(Back) 104. Cameron,
The
Massachusetts Lyceum During the American Renaissance.
(Back) 105. Thoreau, "The
Service," Reform Papers 17.
(Back) 106. Thoreau,
Journal
(Broderick) 1: 146. (Back) 107. Duban writes:
"Thoreau suggests that his apparently radical outlook is actually consistent with
long-established religious values; absolute right he elsewhere mused, is
synonymous with the law of God." Duban 212.
(Back)
108. Thoreau, "The
Comparative Moral Policy of Severe and Mild Punishments," Early Essays and
Miscellanies 21, 23. (Back) 109. Thoreau,
Journal
(Broderick) 1: 87. (Back) 110. Thoreau, "Sir
Walter Raleigh," Early Essays and Miscellanies 181.
(Back) 111. Thoreau,
Journal
(Broderick) 1: 23. (Back) 112. Thoreau,
Journal
(Broderick) 3: 185-186. (Back) 113. Thoreau,
Journal
(Broderick) 1: 93. (Back) 114. Thoreau,
Walden,
"Visitors" 208; "Higher Laws" 263, 260.
(Back) 115. Thoreau,
Journal
(Broderick) 1: 95. (Back) 116. Harding,
Days of
Henry Thoreau 69. (Back) 117. Emerson,
"Thoreau," Works 383.
(Back) 118. Emerson
"Thoreau," Works 403.
(Back) 119. Edward Waldo
Emerson, Henry Thoreau as Remembered by a Young Friend (Boston: Houghton Mifflin,
1917) v, viii. (Back) 120. Thoreau,
"Paradise (to be) Regained," Reform Papers 19, 20. For additional
background information on Thoreaus political essays see Thoreau:
People, Principles, and Politics, ed. Milton Meltzer (New York: Wang and Hill, 1974).
(Back)
121. Thoreau,
"Paradise (to be) Regained," Reform Papers 35.
(Back) 122. Thoreau,
"Paradise (to be) Regained," Reform Papers 47.
(Back) 123. Thoreau,
"Paradise (to be) Regained," Reform Papers 42.
(Back) 124. Thomas 320.
(Back) 125. Thomas 320.
(Back) 126. Thoreau,
"Herald of Freedom," Reform Papers 49-52.
(Back) 127. Ralph Waldo
Emerson, "Emancipation in the British West Indies," Miscellanies (Boston,
1885) 174-175. (Back) 128. Thoreau,
"Wendell Phillips Before Concord Lyceum," Reform Papers 59.
(Back) 129. Thoreau,
"Wendell Phillips," Reform Papers 60.
(Back) 130. Thoreau,
"Wendell Phillips," Reform Papers 62.
(Back) 131. Thoreau,
Walden
181. (Back) 132. Thoreau,
Walden
135. (Back) 133. Thoreau,
Walden
139. (Back) 134. Thoreau,
A Week
11. (Back) 135. Thoreau,
A Week
21. (Back) 136. Thoreau,
A Week
154. (Back)
137. Thoreau, A Week
85. (Back) 138. Thoreau,
A Week
ii. Introduction by Thomas Blanding.
(Back) 139. I refer here to
James H. Fairchild, Moral Science; Asa Mahan, Science of Moral Philosophy;
and Francis Wayland, Elements of Moral Science. Madden discusses each of these
works in relation to Transcendentalism.
(Back) 140. Thoreau,
A Week
85. (Back) 141. Thoreau,
A Week
159. (Back)
142. Thoreau, A Week
161. (Back) 143. Thoreau,
A Week
86. (Back) 144. Thoreau,
A Week
170-171. (Back) 145. Thoreau,
A Week
172, 181. (Back) 146. Thoreau,
A Week
392, 432, 190, 319. (Back) 147. Amos Bronson
Alcott, The Journals of Bronson Alcott, ed. Ordell Shepard (Boston: Little, Brown
and Company, 1938) 201. (Back) 148. Adin Ballou,
Christian
Non-Resistance: In All Its Important Bearings (Philadelphia, 1846) 223.
(Back) 149. Garrison,
"Declaration of Sentiments,"Selections from the Writings and Speeches of
William Lloyd Garrison 75. (Back) 150. Thoreau,
"Resistance to Civil Government," Reform Papers 63.
(Back) 151. Thoreau,
"Resistance to Civil Government," Reform Papers 81.
(Back) 152. Thoreau,
"Reform and Reformers," Reform Papers 186-187.
(Back) 153. Thoreau,
"Resistance to Civil Government," Reform Papers 64.
(Back) 154. Thoreau,
"Resistance to Civil Government," Reform Papers 84.
(Back) 155. Thoreau,
"Resistance to Civil Government," Reform Papers 76.
(Back) 156. Thoreau,
"Resistance to Civil Government," Reform Papers 75.
(Back) 157. Thoreau,
"Resistance to Civil Government," Reform Papers 65.
(Back) 158. Emerson,
"Self-Reliance," Works 31.
(Back) 159. Thoreau,
"Resistance to Civil Government," Reform Papers 66.
(Back) 160. William Paley,
Principles
of Moral and Political Philosophy (London, 804) 155. Thoreau cites this passage in "Resistance to Civil Government," 68.
(Back) 161. Thoreau,
Walden
232. (Back) 162. Thoreau,
"Resistance to Civil Government," Reform Papers 65.
(Back) 163. Thoreau,
"Resistance to Civil Government," Reform Papers 77.
(Back) 164. Thoreau,
"Resistance to Civil Government," Reform Papers 78.
(Back) 165. Thoreau,
"Resistance to Civil Government," Reform Papers 90.
(Back) 166. Thoreau,
"Resistance to Civil Government," Reform Papers 77.
(Back) 167. Thoreau,
"Resistance to Civil Government," Reform Papers 65.
(Back) 168. Thoreau,
"Resistance to Civil Government," Reform Papers 84.
(Back) 169. Thoreau,
"Resistance to Civil Government," Reform Papers 85. Also see Sherman
Pauls note in Shores of America: Thoreaus Inward Exploration:
"The transcendental conception of necessity was first stated by Thoreau in
The
Service. It was the central idea of an organic conduct of life that whether or
not one subscribes to Spirit, one must go with the current of life, not against it. Here
the wisdom of Lao-tzu would have supported Thoreau." 228.
(Back) 170. Thoreau,
"Resistance to Civil Government," Reform Papers 66, 73, 67. (Back) 171. William Howard
Russell, My Diary North and South, ed. Eugene H. Berwanger (New York: McGraw-Hill,
1988) 212. (Back) 172. Thoreau,
"Slavery in Massachusetts," Reform Papers 92.
(Back) 173. Emerson,
"Fugitive Slave Law," Miscellanies 226; The Heart of Emersons
Journals 256. (Back) 174. Channing,
The
Works of William Ellery Channing 862.
(Back) 175. James Madison,
The
Federalist, ed. Jacob E. Cooke (Middletown, CT: Wesleyan University Press, 1961) 367.
(Back) 176. Henry David
Thoreau, Journals, ed. Bradford Torrey (Boston: Houghton Mifflin, 1949) 7: 129.
(Back) 177. Ralph Waldo
Emerson, "War," Miscellanies 196.
(Back) 178. Richardson 315.
(Back) 179. Barry Kritzberg,
"Thoreau, Slavery, and Resistance to Civil Government," Massachusetts Review
30 (1989): 543. Kritzberg also writes of Thoreaus reaction to the Fugitive Slave
Law: "The collaboration of his native state in perpetuating this wrong convinced
Thoreau that something more vital than the rights of black men was now at stake. His own
freedom of which he was more than usually jealous was threatened as well. A
philosophic individualism, such as he practiced, was only possible in a state where moral
principles had some claim over political expediency." 548.
(Back) 180. William W.
Freehling, The Reintegration of American History (New York: Oxford University
Press, 1994) 182-194. (Back) 181. Thoreau,
"Slavery in Massachusetts," Reform Papers 107.
(Back) 182. Thoreau,
"Slavery in Massachusetts," Reform Papers 106.
(Back) 183. Thoreau,
"Slavery in Massachusetts," Reform Papers 108.
(Back) 184. Thoreau,
Walden
223, 175, 276, 148. (Back) 185. Thoreau,
"Slavery in Massachusetts," Reform Papers 94.
(Back) 186. Thoreau,
"Slavery in Massachusetts," Reform Papers 98 & 96. It is true,
however, that on February 27, 1856, Thoreau disputes the sensibility of Americas and
Englands engaging in war. Again, he will denounce war in cases contrary to his moral
judgment. Thoreau, Journal (Torrey) 8: 180.
(Back) 187. Thoreau,
"Slavery in Massachusetts," Reform Papers 96-7.
(Back) 188. Richardson 73.
(Back) 189. Henry S. Salt,
The
Life of Henry David Thoreau (London: Richard Bentley & Son, 1890) 271.
(Back) 190. Alcott 321.
(Back) 191. Thoreau, "A
Plea for Captain John Brown," Reform Papers 138. Also see John Brown,
The
Life and Letters of Captain John Brown, ed. Richard Webb (London, 1861). The
publication of Browns letters helped to shift Northern public opinion in his favor.
Union troops reportedly marched to songs in his memory.
(Back) 192. Thoreau, "A
Plea," Reform Papers 112.
(Back) 193. Thoreau, "A
Plea," Reform Papers 113.
(Back) 194. Thoreau, "A
Plea," Reform Papers 118.
(Back) 195. Thoreau, "A
Plea," Reform Papers 122.
(Back) 196. Thoreau, "A
Plea," Reform Papers 121 & 122.
(Back) 197. Thoreau, "A
Plea," Reform Papers 120.
(Back) 198. Thoreau, "A
Plea," Reform Papers 125 & 130.
(Back) 199. Thoreau, "A
Plea," Reform Papers 132.
(Back) 200. Thoreau, "A
Plea," Reform Papers 129.
(Back) 201. Thoreau, "A
Plea," Reform Papers 133.
(Back) 202. Thoreau, "A
Plea," Reform Papers 117.
(Back) 203. Thoreau, "A
Plea," Reform Papers 137.
(Back) 204. Thoreau, "A
Plea," Reform Papers 133.
(Back) 205. Henry David
Thoreau, The Correspondence of Henry David Thoreau, ed. Walter Harding (New York:
New York University Press, 1958) 611.
(Back) 206. See page 69 below.
(Back)
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Text ©Michael J. Frederick, 1998
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